Data 21 October 2026 Compiled by an agent pipeline, verified quote-by-quote Methods · Changelog · Corrections

Open Source Medicine Foundation

Pneumococcal conjugate vaccines (PCV7/10/13/15/20) and PPSV23

Compiled October 2026

Disease risks, post-acute sequelae and vaccine efficacy, compiled 21 October 2026. For vaccine adverse-event data see the Vaccine Data Navigator page.

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38
disease risks
8
post-acute and long-term sequelae
74
vaccine efficacy and effectiveness
1
vaccine safety and adverse events
52
sources

Invasive pneumococcal disease (bacteraemia, meningitis, bacteraemic pneumonia) Streptococcus pneumoniae

Disease risks

Acute risks of the infection itself: complications, hospitalisation, ICU, death.

Outcome (O)Population (P)ComparatorEstimateDesign (S)Source
Death from pneumococcal meningitis in children under 5, Latin America and the Caribbean
severity: death
case definition: Culture-confirmed pneumococcal meningitis in studies published 2000-2010
children under 5 years
vaccination status: mixed
country: Latin America and the Caribbean
setting: mostly hospital-based studies
period: 2000-2010
Infant <1y1-4y
33.2 (21.3–46.2)
CFR (%)
per pneumococcal meningitis case
meta-analysisCiapponi et al. 2014 Pediatr Infect Dis J
quote
The case fatality ratio was 33.2% (95% CI: 21.3-46.2) for meningitis and 29.0% (95% CI: 21.9-36.8) for sepsis.
abstract, RESULTS
Pooled from 39 studies; the same sentence gives 29.0% for pneumococcal sepsis. Mostly pre-PCV era for the region.
In-hospital death from pneumococcal meningitis in African children
severity: death
case definition: Laboratory-confirmed bacterial meningitis in children aged 1 month to 15 years, 37 African studies
children aged 1 month to 15 years
vaccination status: unvaccinated
country: multiple (21 African countries)
setting: hospital
Infant <1y1-4y5-11y12-17y
35
in-hospital CFR (%), median across studies
per pneumococcal meningitis case admitted
systematic reviewRamakrishnan et al. 2009 BMC Med
quote
The highest in-hospital case fatality ratios observed were for pneumococcal meningitis (median = 35%) and Hib meningitis (median = 25%) compared to meningococcal meningitis (median = 4%).
abstract, RESULTS
A median across studies, not a pooled estimate, so no interval. Pre-PCV era. Hib meningitis was 25% and meningococcal 4% in the same sentence.
Invasive pneumococcal disease, estimated annual cases in children under 5
severity: any invasive disease
case definition: Invasive disease (bacteremia and meningitis) as estimated by CDC for the pre-conjugate-vaccine era
children younger than age 5 years
vaccination status: unvaccinated
country: United States
setting: national estimate
period: before routine PCV use (pre-2000)
Infant <1y1-4y
17,000
estimated annual cases (count)
per year, all US children under 5
expert bodycdc.gov
quote
An estimated 17,000 cases of invasive disease occurred each year, of which 13,000 were bacteremia without a known site of infection and about 700 were meningitis.
Pink Book chapter 17, Secular Trends in the United States
Pre-vaccine era national estimate from CDC. Of these, most were bacteremia without a known site and about 700 were meningitis, per the same sentence group.
Deaths from invasive pneumococcal disease in children under 5, annual estimate
severity: death
case definition: Deaths attributed to invasive pneumococcal disease in CDC's pre-vaccine estimate
children younger than age 5 years
vaccination status: unvaccinated
country: United States
setting: national estimate
period: before routine PCV use (pre-2000)
Infant <1y1-4y
200
estimated annual deaths (count)
per year, all US children under 5
expert bodycdc.gov
quote
An estimated 200 children died every year as a result of invasive pneumococcal disease.
Pink Book chapter 17, Secular Trends in the United States
Pair with pcv-bur-001 (17,000 cases) for the pre-vaccine picture; do not divide one by the other to make a CFR, since both are rounded estimates.
Deaths from invasive pneumococcal disease, all ages, annual estimate
severity: death
case definition: Invasive pneumococcal disease (bacteremia and meningitis), CDC estimate for 2017
all ages, more than half in adults with an indication for pneumococcal vaccine
vaccination status: mixed
country: United States
setting: national estimate
period: 2017
All ages
3,500
estimated annual deaths (count)
per year, US population
expert bodycdc.gov
quote
More than 31,000 cases and more than 3,500 deaths from invasive pneumococcal disease (bacteremia and meningitis) are estimated to have occurred in the United States in 2017.
Pink Book chapter 17, Secular Trends in the United States
Current-era figure in a population with routine infant PCV since 2000. The same sentence gives more than 31,000 cases.
Death from bacteremic pneumococcal pneumonia
severity: death
case definition: Pneumococcal pneumonia with bacteremia
not specified (predominantly adults)
vaccination status: not reported
country: United States
All ages
10
CFR (%)
per case of bacteremic pneumonia
expert bodycdc.gov
quote
The case fatality ratio of pneumonia with bacteremia is around 10%.
Pink Book chapter 17, Clinical Features
Rounded CDC summary figure without an interval or period.
Death from pneumococcal bacteremia
severity: death
case definition: Pneumococcal bacteremia with or without pneumonia
not specified
vaccination status: not reported
country: United States
All ages
12
CFR (%)
per case of pneumococcal bacteremia
expert bodycdc.gov
quote
The overall case fatality ratio for bacteremia is about 12%.
Pink Book chapter 17, Clinical Features
Rounded CDC summary figure. The same paragraph notes a fulminant course in patients with asplenia.
Death from pneumococcal meningitis in adults
severity: death
case definition: Pneumococcal meningitis
adults
vaccination status: not reported
country: United States
18-49y50-64y65+
14
CFR (%)
per case of pneumococcal meningitis
expert bodycdc.gov
quote
The case fatality ratio of pneumococcal meningitis is about 14% among adults.
Pink Book chapter 17, Clinical Features
CDC summary figure for adults; neurologic sequelae among survivors are described as common in the same passage but not quantified there (see post_acute records).
Pneumococcal meningitis incidence in infants before PCV
severity: meningitis
case definition: Pneumococcal meningitis
children younger than 1 year
vaccination status: unvaccinated
country: United States
period: before routine PCV use
Infant <1y
10
incidence per 100,000 population per year
per 100,000 infants per year
expert bodycdc.gov
quote
Before routine use of pneumococcal conjugate vaccine, children younger than 1 year had the highest rates of pneumococcal meningitis, approximately 10 cases per 100,000 population.
Pink Book chapter 17, Pneumococcal Disease in Children
Infants had the highest pneumococcal meningitis rate of any age group before PCV7.
Invasive pneumococcal disease incidence in children with asplenia or immunocompromise
severity: any invasive disease
case definition: Invasive pneumococcal disease in children with functional or anatomic asplenia (particularly sickle cell disease) or immunocompromising conditions
children
risk group: sickle cell disease, asplenia, immunocompromising conditions
immune status: immunocompromised or asplenic
vaccination status: not reported
country: United States
Infant <1y1-4y5-11y
5,000 to 9,000
incidence per 100,000 population per year
per 100,000 children with these conditions per year
expert bodycdc.gov
quote
Children with functional or anatomic asplenia, particularly those with sickle cell disease, and children with immunocompromising conditions are at very high risk for invasive disease, with rates in some studies more than 50 times higher than those among children of the same age without these conditions (i.e., incidence rates of 5,000 to 9,000 per 100,000 population).
Pink Book chapter 17, Pneumococcal Disease in Children
A range quoted from some studies, described as more than 50 times the rate in children without these conditions. No interval or era given.
Invasive pneumococcal disease incidence in adults with hematologic cancer
severity: any invasive disease
case definition: Invasive pneumococcal disease in adults age 18 through 64 years with hematologic cancer
adults 18 through 64 years
risk group: hematologic cancer
immune status: immunocompromised
vaccination status: not reported
country: United States
period: 2013-2014
18-49y50-64y
129
incidence per 100,000 population per year
per 100,000 adults with hematologic cancer per year
expert bodycdc.gov
quote
For adults age 18 through 64 years with hematologic cancer, the rate of invasive pneumococcal disease in 2013–2014 was 129 per 100,000 population.
Pink Book chapter 17, Clinical Features
Current-era (post-PCV13) figure in the highest-risk adult group named by CDC.
Invasive pneumococcal disease incidence in commercially insured children under 2, pre-PCV7
severity: any invasive disease
case definition: IPD episodes identified by ICD-9/10-CM claims codes in the MarketScan Commercial database
children under 2 years
vaccination status: unvaccinated
country: United States
setting: commercially insured population
period: pre-PCV7 (1998-1999)
Infant <1y1-4y
65.6
incidence per 100,000 person-years
per 100,000 person-years
cohortHu et al. 2022 BMC Public Health
quote
RESULTS: In commercially insured children, IPD IRs decreased from 9.4 to 2.8 episodes/100,000 PY between the pre-PCV7 (1998-1999) and late PCV13 period (2014-2018) overall, and from 65.6 to 11.6 episodes/100,000 PY in children < 2 years.
abstract, RESULTS
Claims-based ascertainment, lower than the laboratory-based ABCs rate for the same era (pcv-bur-010). The same sentence gives the late-PCV13 rate (pcv-bur-014).
Invasive pneumococcal disease incidence in commercially insured children under 2, late PCV13 era
severity: any invasive disease
case definition: IPD episodes identified by ICD-9/10-CM claims codes in the MarketScan Commercial database
children under 2 years
vaccination status: mixed
country: United States
setting: commercially insured population
period: late PCV13 period (2014-2018)
Infant <1y1-4y
11.6
incidence per 100,000 person-years
per 100,000 person-years
cohortHu et al. 2022 BMC Public Health
quote
RESULTS: In commercially insured children, IPD IRs decreased from 9.4 to 2.8 episodes/100,000 PY between the pre-PCV7 (1998-1999) and late PCV13 period (2014-2018) overall, and from 65.6 to 11.6 episodes/100,000 PY in children < 2 years.
abstract, RESULTS
Residual burden after two decades of PCV; the abstract notes rates rose again in the late PCV13 period in this age group and that the share of cases with underlying risk factors increased.
Invasive pneumococcal disease incidence in children under 2, pre-PCV7 baseline
severity: any invasive disease
case definition: Isolation of Streptococcus pneumoniae from a normally sterile site, Active Bacterial Core surveillance
children under two years of age
vaccination status: unvaccinated
country: United States
setting: population-based surveillance, seven areas (population 16 million)
period: 1998-1999 baseline
Infant <1y1-4y
188.0
incidence per 100,000 population per year
per 100,000 children under 2 per year
surveillanceWhitney et al. 2003 N Engl J Med
quote
59.0 cases per 100,000 vs. 188.0 per 100,000, P<0.
abstract, RESULTS
Baseline rate before PCV7; the same sentence gives the 2001 rate (pcv-bur-011) and the 69 percent decline.
Invasive pneumococcal disease incidence in children under 2, one year after PCV7
severity: any invasive disease
case definition: Isolation of Streptococcus pneumoniae from a normally sterile site, Active Bacterial Core surveillance
children under two years of age
vaccination status: mixed
country: United States
setting: population-based surveillance, seven areas
period: 2001
Infant <1y1-4y
59.0
incidence per 100,000 population per year
per 100,000 children under 2 per year
surveillanceWhitney et al. 2003 N Engl J Med
quote
59.0 cases per 100,000 vs. 188.0 per 100,000, P<0.
abstract, RESULTS
First full year after PCV7 introduction; vaccination coverage was still rising, so the population is mixed.
Invasive pneumococcal disease incidence in adults 65 and older, pre-PCV7 baseline
severity: any invasive disease
case definition: Isolation of Streptococcus pneumoniae from a normally sterile site, Active Bacterial Core surveillance
adults 65 years of age or more
vaccination status: not reported
country: United States
setting: population-based surveillance, seven areas
period: 1998-1999 baseline
65+
60.1
incidence per 100,000 population per year
per 100,000 adults 65+ per year
surveillanceWhitney et al. 2003 N Engl J Med
quote
49.5 per 100,000 vs. 60.1 per 100,000, P<0.
abstract, RESULTS
Adults were not the PCV7 target; the 18 percent fall to 49.5 by 2001 in the same sentence is the earliest US signal of indirect (herd) protection.
Invasive pneumococcal disease incidence in infants aged 0 to 90 days, before PCV7
severity: any invasive disease
case definition: Laboratory-confirmed IPD in infants aged 0 to 90 days, active surveillance in 8 US states
infants aged 0 to 90 days
vaccination status: unvaccinated
country: United States
setting: population-based surveillance
period: July 1997 to June 2000
NeonateInfant <1y
11.8 (9.6–14.5)
incidence per 100,000 live births
per 100,000 live births
surveillancePoehling et al. 2006 JAMA
quote
Mean rates of IPD for infants aged 0 to 90 days decreased 40% from 11.8 (95% confidence interval [CI], 9.6-14.5) to 7.2 (95% CI, 5.6-9.4; P = .004) per 100 000 live births following PCV7 introduction.
abstract, RESULTS
Infants too young to be vaccinated; the fall to 7.2 after PCV7 (same sentence) is an indirect effect of vaccinating older children.
Death from invasive pneumococcal disease, all ages, Europe
severity: death
case definition: IPD cases reported by 17 European countries to the European surveillance system in 2010
all ages, 38.2% over 65 years
vaccination status: mixed
country: multiple (17 European countries)
setting: national surveillance
period: 2010
n: 2,921 patients
All ages
9.0
CFR (%)
per reported IPD case
surveillanceNavarro-Torné et al. 2015 Emerg Infect Dis
quote
Death was reported in 264 (9.0%) cases.
abstract
Older age, meningitis and penicillin non-susceptibility were associated with death. Death reporting completeness varies by country, so this is a lower-bound CFR.
Death from invasive pneumococcal disease, all ages, pre-PCV Netherlands
severity: death
case definition: Hospitalised IPD patients with isolates from nine sentinel laboratories covering 25% of the Dutch population
all ages
vaccination status: unvaccinated
country: Netherlands
setting: hospital, sentinel laboratory surveillance
period: before PCV7 introduction (June 2004 to 2006)
All ages
16.2
CFR (%)
per hospitalised IPD case
surveillanceVestjens et al. 2019 Vaccine
quote
While the case fatality rate (CFR) decreased from 16.2% pre-PCV to 13.4% post-PCV10 (RR:0.83, 95%CI:0.70-0.99), the switch to PCV10 had no further impact on CFR (RR:1.14, 95%CI:0.96-1.36).
abstract, RESULTS
The same sentence gives the post-PCV10 CFR of 13.4% (RR 0.83); the switch from PCV7 to PCV10 did not change CFR further.
Death from invasive pneumococcal disease in children under 5, pre-PCV7
severity: death
case definition: Hospitalised IPD patients, nine Dutch sentinel laboratories
children under 5 years
vaccination status: unvaccinated
country: Netherlands
setting: hospital, sentinel surveillance
period: pre-PCV7 (2004-2006)
Infant <1y1-4y
5
CFR (%)
per hospitalised IPD case
surveillanceWagenvoort et al. 2016 Vaccine
quote
IPD case-fatality decreased in children <5 years from 5% to 3%, in 5-64 years old from 9% to 7% and in elderly ≥65 years significantly from 22% to 17%, due to lower case-fatality rates for most emerging non-PCV7 serotypes.
abstract, RESULTS
Fell to 3% in 2008-2012 (same sentence). High-income child IPD CFR is an order of magnitude below the LMIC meningitis CFRs in pcv-bur-020 and pcv-bur-021.
Death from invasive pneumococcal disease in adults 65 and older, pre-PCV7
severity: death
case definition: Hospitalised IPD patients, nine Dutch sentinel laboratories
elderly 65 years and older
vaccination status: not reported
country: Netherlands
setting: hospital, sentinel surveillance
period: pre-PCV7 (2004-2006)
65+
22
CFR (%)
per hospitalised IPD case
surveillanceWagenvoort et al. 2016 Vaccine
quote
IPD case-fatality decreased in children <5 years from 5% to 3%, in 5-64 years old from 9% to 7% and in elderly ≥65 years significantly from 22% to 17%, due to lower case-fatality rates for most emerging non-PCV7 serotypes.
abstract, RESULTS
Fell significantly to 17% in 2008-2012 (same sentence) because emerging non-PCV7 serotypes carried lower case-fatality.
In-hospital death within 30 days from invasive pneumococcal disease in adults
severity: death
case definition: Nationwide IPD surveillance in adults, Israel
adults, 54% aged 65 years or older
vaccination status: mixed
country: Israel
setting: hospital, national surveillance
period: 2009-2018
n: 3,864 IPD episodes
18-49y50-64y65+
22
CFR (%)
per adult IPD episode with outcome data
surveillanceWieder-Finesod et al. 2025 Clin Microbiol Infect
quote
In-hospital CFR was 22% (698/3140).
abstract, RESULTS
Post-PCV13 era (Israel introduced infant PCV in 2009). CFR varied by serotype: 21.1% for PCV13 serotypes, 16.2% for PCV20-non-PCV13, 28.5% for non-PCV20 serotypes.
30-day death from invasive pneumococcal disease in adults, pre-PCV10 Finland
severity: death
case definition: Culture-confirmed IPD in adults 18 years or older, national laboratory surveillance linked to population registry
adults 18 years and older
vaccination status: not reported
country: Finland
setting: national surveillance
period: pre-PCV10 (July 2004 to June 2010)
n: 5,610 adult IPD cases over the whole study
18-49y50-64y65+
11.9
CFR (%)
per adult IPD case
surveillanceNuorti et al. 2022 Vaccine
quote
Case-fatality proportion decreased from 11·9% to 10.0% (p &lt; 0.01).
abstract, RESULTS
Fell to 10.0% after infant PCV10 (same sentence, p < 0.01). 85% of adult IPD was pneumonia.
Death from invasive pneumococcal disease in adults 65 and older, Barcelona
severity: death
case definition: Culture-proven IPD in adults, active hospital surveillance
adults 65 years and older
vaccination status: not reported
country: Spain
setting: hospital
period: baseline 1994-2001 (unchanged through 2013)
65+
24
CFR (%)
per adult IPD case
surveillanceGrau et al. 2016 J Infect
quote
case fatality rate did not change (24 vs. 22 vs. 24 percent); however, there was a decline in PCV7 serotypes-specific death (4.
abstract, RESULTS
Unchanged across the PCV7 and PCV13 periods in this age group even as vaccine-serotype deaths fell, because non-vaccine-serotype deaths rose. In adults 18-64 the CFR fell from 22 to 12 percent over the same periods.
Death among children with sickle cell disease (HbSS) and invasive pneumococcal disease
severity: death
case definition: IPD episodes in children with HbSS aged under 10 years, Georgia Emerging Infections Program / ABCs, metropolitan Atlanta
children under 10 years
risk group: sickle cell disease (HbSS)
immune status: functional asplenia
vaccination status: mixed
country: United States
setting: population-based surveillance
period: before 2002 (pre-PCV7 era) vs after
Infant <1y1-4y5-11y
14
CFR (%)
per IPD episode in a child with HbSS
surveillanceAdamkiewicz et al. 2023 Blood Adv
quote
Among children with HbSS and IPD, death declined from 14% to 3% after 2002, and meningitis declined from 16% to 8%.
abstract
Pre-2002 figure; the same sentence gives 3% afterwards. IPD incidence in these children fell 87% but remained 20 to 29 times the reference population.
Serotype replacement: increase in non-PCV13-type IPD six years after PCV10/PCV13 in children under 5
severity: any invasive disease
case definition: Serotype-specific IPD from surveillance sites using PCV10 or PCV13 with at least 50% primary-series uptake, PSERENADE project
children younger than 5 years
vaccination status: mixed
country: multiple (30 countries, primarily high income)
setting: national or regional surveillance
period: 6 years after PCV10 or PCV13 introduction vs pre-PCV
n: 32 PCV13 sites (488 758 cases) and 15 PCV10 sites (46 386 cases)
Infant <1y1-4y
2.3-3.3
fold increase in incidence relative to pre-PCV baseline
relative to pre-PCV incidence
surveillanceBennett et al. 2025 Lancet Infect Dis
quote
Non-PCV13-type IPD increased similarly for both products (age <5 years: 2·3-3·3-fold; age ≥65 years: 1·7-2·3-fold).
abstract, FINDINGS
Range across product and prior-PCV7 strata, not a confidence interval. In adults 65 and older the increase was 1.7-2.3-fold (same sentence). Despite replacement, all-serotype IPD in under-5s still fell 58-74% (pcv-eff-074).
Serotype 19A IPD increase at PCV10 sites in children under 5
severity: any invasive disease
strain: serotype 19A
case definition: Serotype 19A IPD at sites using PCV10 (which lacks 19A), PSERENADE project
children younger than 5 years
vaccination status: mixed
country: multiple
setting: surveillance sites using PCV10
period: 6 years after PCV10 introduction vs before any PCV
Infant <1y1-4y
1.6-2.3
fold increase in incidence relative to pre-PCV baseline
relative to pre-PCV incidence
surveillanceBennett et al. 2025 Lancet Infect Dis
quote
PCV7-related serotype 19A increases before PCV10 or PCV13 introduction were reversed at PCV13 sites (age <5 years: 61-79% decline relative to before any PCV; age ≥65 years: 7-26% decline) but increased at PCV10 sites (age <5 years: 1·6-2·3-fold; age ≥65 years: 3·6-4·9-fold).
abstract, FINDINGS
Range across strata, not a CI. At PCV13 sites 19A instead declined 61-79% in the same age group (same sentence), the clearest product difference in the analysis.
Share of remaining IPD in children under 5 caused by PCV13 serotypes at mature PCV13 sites
severity: any invasive disease
case definition: Serotyped IPD cases 5 or more years after PCV13 introduction, sites with at least 70% primary-series uptake
children younger than 5 years
vaccination status: mixed
country: multiple (41 countries)
setting: surveillance
period: mainly 2015-2018
n: 42 PCV13 sites (63 362 cases)
Infant <1y1-4y
26.4 (21.3–30.0)
proportion of IPD cases (%)
per IPD case in children under 5
surveillanceGarcia et al. 2025 Lancet Infect Dis
quote
At PCV13 sites, PCV13 serotypes caused 26·4% (21·3-30·0) of IPD cases in children younger than 5 years and 29·5% (27·5-33·0) of cases in adults aged 50 years or older.
abstract, FINDINGS
Three quarters of residual child IPD at mature PCV13 sites is due to non-vaccine serotypes. Serotype 3 alone caused about 9% of child cases and 14% of cases in adults 50+ at both PCV10 and PCV13 sites.
Global deaths from pneumococcal disease in children aged 1-59 months, year 2000
severity: death
case definition: Modelled pneumococcal pneumonia, meningitis and other invasive disease deaths, WHO country estimates with vaccine-probe attributable fractions
children aged 1-59 months
vaccination status: unvaccinated
country: global
period: 2000
Infant <1y1-4y
826,000 (582,000–926,000)
estimated annual deaths (count)
per year, global children aged 1-59 months
modellingO'Brien et al. 2009 Lancet
quote
Pneumococcal disease caused about 826,000 deaths (582,000-926,000) in children aged 1-59 months, of which 91,000 (63,000-102,000) were in HIV-positive and 735,000 (519,000-825,000) in HIV-negative children.
abstract, FINDINGS
Uncertainty range, not a 95% CI. Pre-PCV baseline for the global burden; 91,000 of these deaths were in HIV-positive children.
Global deaths from pneumococcal disease in HIV-uninfected children aged 1-59 months, 2015
severity: death
case definition: Modelled pneumococcal pneumonia, meningitis and other invasive disease deaths using WHO/MCEE mortality envelopes and vaccine-probe attributable fractions
children aged 1-59 months
immune status: HIV-uninfected
vaccination status: mixed
country: global
period: 2015
Infant <1y1-4y
294 000 (192 000–366 000)
estimated annual deaths (count)
per year, global HIV-uninfected children aged 1-59 months
modellingWahl et al. 2018 Lancet Glob Health
quote
FINDINGS: We estimated that there were 294 000 pneumococcal deaths (uncertainty range [UR] 192 000-366 000) and 29 500 Hib deaths (18 400-40 700) in HIV-uninfected children aged 1-59 months in 2015.
abstract, FINDINGS
Uncertainty range, not a 95% CI. The same abstract notes less conservative assumptions give up to 515 000 deaths, and that 81% of pneumococcal deaths presented as pneumonia.
Decline in global child pneumococcal deaths from 2000 to 2015
severity: death
case definition: Modelled pneumococcal deaths in children aged 1-59 months
children aged 1-59 months
vaccination status: mixed
country: global
period: 2000 to 2015
Infant <1y1-4y
51 (7–74)
percentage decline in annual deaths (%)
relative to modelled deaths in 2000
modellingWahl et al. 2018 Lancet Glob Health
quote
We estimate that pneumococcal deaths declined by 51% (7-74) and Hib deaths by 90% (78-96) from 2000 to 2015.
abstract, FINDINGS
Uncertainty range, not a 95% CI; very wide because the pneumonia-attributable fraction is itself uncertain. Hib deaths fell 90% in the same period.

Vaccine efficacy and effectiveness

Every estimate compiled, annotated by population (P), intervention (I), comparator (C), outcome (O) and study design (S).

Outcome (O)Population (P)Intervention / comparatorEstimateDesign (S)Source
Vaccine-serotype invasive pneumococcal disease
severity: any invasive disease
case definition: Culture-confirmed IPD caused by serotypes in the vaccine, intent-to-treat, HIV-1 negative children
children under two years at enrolment
immune status: HIV-1 negative
country: multiple (Africa, United States, Philippines, Finland)
n: 57,015 PCV and 56,029 control children across six RCTs
Infant <1y1-4y
PCV7, PCV9 and PCV11 (CRM197 and other carriers) as used in the trials
platform: protein-polysaccharide conjugate
doses: 3 or more primary doses as per trial
vs placebo or another vaccine
80 (58–90)
VE (%)
meta-analysis
GRADE: high
6 RCTs (11 publications)
Lucero et al. 2009 Cochrane Database Syst Rev
quote
Only two trials have data on all-cause admissions.The main analysis for this review involved HIV-1 negative children and used the pooled results of random-effects model, intent-to-treat analysis (ITT).Pooled vaccine efficacy (VE) for VT-IPD was 80% (95% confidence interval (CI) 58% to 90%, P < 0.0001); all serotypes-IPD, 58% (95% CI 29% to 75%, P = 0.001); World Health Organization X-ray defined pneumonia was 27% (95% CI 15% to 36%, P < 0.0001); clinical pneumonia, 6% (95% CI 2% to 9%, P = 0.0006); and all-cause mortality, 11% (95% CI -1% to 21%, P = 0.08).
abstract, MAIN RESULTS
Random-effects pooled efficacy; the review rated the IPD evidence high quality. Analyses in HIV-1 positive children had similar findings but no separate pooled number is given in the abstract.
Invasive pneumococcal disease caused by any serotype
severity: any invasive disease
case definition: Culture-confirmed IPD, all serotypes, intent-to-treat, HIV-1 negative children
children under two years at enrolment
immune status: HIV-1 negative
country: multiple
Infant <1y1-4y
PCV7, PCV9 and PCV11 as used in the trials
platform: protein-polysaccharide conjugate
doses: 3 or more primary doses as per trial
vs placebo or another vaccine
58 (29–75)
VE (%)
meta-analysis
GRADE: high
6 RCTs
Lucero et al. 2009 Cochrane Database Syst Rev
quote
Only two trials have data on all-cause admissions.The main analysis for this review involved HIV-1 negative children and used the pooled results of random-effects model, intent-to-treat analysis (ITT).Pooled vaccine efficacy (VE) for VT-IPD was 80% (95% confidence interval (CI) 58% to 90%, P < 0.0001); all serotypes-IPD, 58% (95% CI 29% to 75%, P = 0.001); World Health Organization X-ray defined pneumonia was 27% (95% CI 15% to 36%, P < 0.0001); clinical pneumonia, 6% (95% CI 2% to 9%, P = 0.0006); and all-cause mortality, 11% (95% CI -1% to 21%, P = 0.08).
abstract, MAIN RESULTS
Lower than vaccine-type efficacy because non-vaccine serotypes are untouched; the gap between 80% and 58% is the room for serotype replacement.
All-cause mortality
severity: death
case definition: Death from any cause during trial follow-up, HIV-1 negative children
children under two years at enrolment
immune status: HIV-1 negative
country: multiple
Infant <1y1-4y
PCV7, PCV9 and PCV11 as used in the trials
platform: protein-polysaccharide conjugate
doses: 3 or more primary doses as per trial
vs placebo or another vaccine
11 (-1–21)
VE (%)
meta-analysis
5 trials with mortality data, none powered for it
Lucero et al. 2009 Cochrane Database Syst Rev
quote
Only two trials have data on all-cause admissions.The main analysis for this review involved HIV-1 negative children and used the pooled results of random-effects model, intent-to-treat analysis (ITT).Pooled vaccine efficacy (VE) for VT-IPD was 80% (95% confidence interval (CI) 58% to 90%, P < 0.0001); all serotypes-IPD, 58% (95% CI 29% to 75%, P = 0.001); World Health Organization X-ray defined pneumonia was 27% (95% CI 15% to 36%, P < 0.0001); clinical pneumonia, 6% (95% CI 2% to 9%, P = 0.0006); and all-cause mortality, 11% (95% CI -1% to 21%, P = 0.08).
abstract, MAIN RESULTS
Interval crosses zero (P = 0.08). The review calls it compatible with a mortality reduction but not proof of one.
Invasive pneumococcal disease caused by serotype 3
severity: any invasive disease
strain: serotype 3
case definition: Serotype 3 IPD in observational PCV13 effectiveness studies stratified by serotype, published before 14 August 2017
children
country: multiple
Infant <1y1-4y5-11y
PCV13
platform: protein-polysaccharide conjugate
doses: as per included studies
vs unvaccinated or non-vaccine-type controls as per included studies
63.5 (37.3–89.7)
VE (%)
meta-analysis
4 published studies
Sings et al. 2019 Clin Infect Dis
quote
The pooled PCV13 VE against serotype 3 IPD from the random-effects meta-analysis was 63.5% (95% confidence interval [CI], 37.3%-89.7%).
abstract
Pfizer-authored meta-analysis. Including two conference posters gave 72.4% (56.7-88.0). Conflicts with UK indirect-cohort findings of no serotype 3 protection; see flag.
Invasive pneumococcal disease
severity: any invasive disease
case definition: IPD as defined in the included randomised trials
adults
country: multiple
n: 64,852 participants in 18 RCTs
18-49y50-64y65+
pneumococcal polysaccharide vaccine (PPV, mostly 14- and 23-valent)
platform: plain polysaccharide
doses: 1
vs placebo or no vaccine
0.26 (0.14–0.45)
OR (vaccinated vs unvaccinated)
meta-analysis
18 RCTs (random-effects, I2 = 0%)
Moberley et al. 2013 Cochrane Database Syst Rev
quote
Meta-analysis of the RCTs found strong evidence of PPV efficacy against IPD with no statistical heterogeneity (OR 0.26, 95% CI 0.14 to 0.45; random-effects model, I(2) statistic = 0%).
abstract, MAIN RESULTS
Cochrane 2013. Reported as an odds ratio, not VE; the review found no heterogeneity for this outcome.
All-cause mortality
severity: death
case definition: Death from any cause in the included RCTs
adults
country: multiple
18-49y50-64y65+
pneumococcal polysaccharide vaccine (PPV)
platform: plain polysaccharide
doses: 1
vs placebo or no vaccine
0.90 (0.74–1.09)
OR (vaccinated vs unvaccinated)
meta-analysis
RCTs (random-effects, I2 = 69%)
Moberley et al. 2013 Cochrane Database Syst Rev
quote
PPV was not associated with substantial reductions in all-cause mortality (OR 0.90, 95% CI 0.74 to 1.09; random-effects model, I(2) statistic = 69%).
abstract, MAIN RESULTS
No substantial reduction in all-cause mortality; the review does not support PPV for preventing death or all-cause pneumonia, only IPD.
Invasive pneumococcal disease in populations currently targeted for vaccination
severity: any invasive disease
case definition: Culture-confirmed IPD in non-randomised studies that controlled for important confounders
adults in groups for whom the vaccine is currently utilised
country: multiple
n: 62,294 participants in seven non-RCTs
18-49y50-64y65+
PPSV23
platform: plain polysaccharide
doses: 1
vs unvaccinated, adjusted for confounders
0.48 (0.37–0.61)
OR (vaccinated vs unvaccinated)
meta-analysis
7 non-randomised studies (I2 = 31%)
Moberley et al. 2013 Cochrane Database Syst Rev
quote
Non-RCTs provided evidence for protection against IPD in populations for whom the vaccine is currently utilised (OR 0.48, 95% CI 0.37 to 0.61; random-effects model, I(2) statistic = 31%).
abstract, MAIN RESULTS
Observational effectiveness is weaker than the RCT efficacy (pcv-eff-043), consistent with older and sicker real-world recipients and waning.
Invasive pneumococcal disease by any serotype, clinical trials
severity: any invasive disease
case definition: IPD in randomised trials of adults aged 60 years and over in industrialised countries
adults aged 60 years and over
country: industrialised countries
50-64y65+
PPSV23
platform: plain polysaccharide
doses: 1
vs placebo or no vaccine
73 (10–92)
VE (%)
meta-analysis
4 clinical trials
Falkenhorst et al. 2017 PLoS One
quote
Pooled VE against IPD (by any serotype) was 73% (95%CI: 10-92%) in four clinical trials, 45% (95%CI: 15-65%) in three cohort studies, and 59% (95%CI: 35-74%) in three case-control studies.
abstract, RESULTS
The same sentence gives 45% (15-65) from three cohort studies and 59% (35-74) from three case-control studies. Higher trial estimates (follow-up about 2.5 years) than observational ones (about 5 years) may reflect waning.
Invasive pneumococcal disease by any serotype, cohort studies
severity: any invasive disease
case definition: IPD in cohort studies of adults aged 60 years and over
adults aged 60 years and over
country: industrialised countries
50-64y65+
PPSV23
platform: plain polysaccharide
doses: 1
vs unvaccinated
45 (15–65)
VE (%)
meta-analysis
3 cohort studies
Falkenhorst et al. 2017 PLoS One
quote
Pooled VE against IPD (by any serotype) was 73% (95%CI: 10-92%) in four clinical trials, 45% (95%CI: 15-65%) in three cohort studies, and 59% (95%CI: 35-74%) in three case-control studies.
abstract, RESULTS
Observational, longer follow-up than the trials in pcv-eff-048.
Vaccine-type invasive pneumococcal disease, 3+0 schedule (no booster)
severity: any invasive disease
case definition: VT-IPD in randomised controlled trials of three-dose primary series without booster
young children
country: multiple
Infant <1y1-4y
PCV (7-, 9- or 11-valent as per trial)
platform: protein-polysaccharide conjugate
doses: 3
schedule: 3+0
vs placebo or control vaccine
65 to 71
VE (%), range across trials
systematic reviewConklin et al. 2014 Pediatr Infect Dis J
quote
In clinical trials, vaccine efficacy ranged from 65% to 71% with 3+0 and 83% to 94% with 3+1.
abstract, RESULTS
Range across trials, not a pooled estimate or CI. The same sentence gives 83% to 94% with 3+1 (pcv-eff-059). Only one observational study directly compared schedules and supported a booster.
Vaccine-type invasive pneumococcal disease, 3+1 schedule
severity: any invasive disease
case definition: VT-IPD in randomised controlled trials of three-dose primary series with booster
young children
country: multiple (mostly North America and Europe)
Infant <1y1-4y
PCV (7-, 9- or 11-valent as per trial)
platform: protein-polysaccharide conjugate
doses: 4
schedule: 3+1
vs placebo or control vaccine
83 to 94
VE (%), range across trials
systematic reviewConklin et al. 2014 Pediatr Infect Dis J
quote
In clinical trials, vaccine efficacy ranged from 65% to 71% with 3+0 and 83% to 94% with 3+1.
abstract, RESULTS
Range across trials, not a CI. Observational data showed reductions up to 100% with 2+1 or 3+1 and up to 90% with 3+0, but the review concluded differences between schedules are hard to discern.
Invasive pneumococcal disease caused by serotype 19A (cross-protection from PCV10)
severity: any invasive disease
strain: serotype 19A (not in PCV10)
case definition: Serotype 19A IPD in observational studies of PCV10, children with at least one dose
children 5 years and under
country: multiple
Infant <1y1-4y
PCV10 (PHiD-CV)
platform: protein-polysaccharide conjugate
doses: 1 or more
vs unvaccinated or non-vaccine-type controls as per included studies
82.2
VE (%)
systematic reviewBerman-Rosa et al. 2020 Pediatrics
quote
PCV-10 crossprotection against 19A was significant in children ≤5 years with ≥1 dose (82.2% and 71%).
abstract, RESULTS
Two study estimates (82.2% and 71%) are given in the same sentence; no pooled estimate because of heterogeneity. Cross-protection against 19A was not verified in children under 12 months, and the population-level 19A increase at PCV10 sites (pcv-bur-037) argues it is incomplete.
Acute otitis media
severity: otitis media
case definition: Acute otitis media in studies of PCV13 in healthy children under 5
children under 5 years
country: multiple
Infant <1y1-4y
PCV13
platform: protein-polysaccharide conjugate
doses: 1 or more
vs unvaccinated or pre-vaccine controls as per included study
86 (61–94)
VE (%)
systematic reviewBerman-Rosa et al. 2020 Pediatrics
quote
PCV-13 was effective against AOM (86%; 95% confidence interval [CI]: 61 to 94).
abstract, RESULTS
Otitis media is not invasive disease but is the commonest pneumococcal illness; PCV10 estimates in the same sentence were 26.9% (5.9-43.3) clinically defined and 43.3% (1.7-67.3) bacteriologically confirmed.
PCV13-serotype invasive disease in adults 65 and older, indirect effect of infant PCV13
severity: any invasive disease
strain: PCV13 serotypes
case definition: Invasive disease caused by PCV13 serotypes, CDC surveillance
adults age 65 years or older
country: United States
period: since 2010
65+
PCV13 in children (indirect effect)
platform: protein-polysaccharide conjugate
doses: routine infant schedule
vs pre-PCV13 incidence
over 60
percentage decline (%)
expert bodycdc.gov
quote
Since introduction of PCV13 in children in 2010, invasive disease caused by PCV13 serotypes has declined over 60% among adults age 65 years or older through PCV13 indirect effects.
Pink Book chapter 17, Immunogenicity and Vaccine Efficacy
CDC summary statement; no interval. The CDC surveillance page (cdc-gov-ebc9c01b7d) gives 95% overall and 99% PCV13-type declines in under-5s from 1998 through 2021.
Invasive disease caused by vaccine serotypes
severity: any invasive disease
case definition: Invasive pneumococcal disease due to the seven vaccine serotypes in fully vaccinated children
infants vaccinated at 2, 4, 6 and 12 to 15 months
risk group: healthy children in a managed-care population
country: United States
setting: Northern California Kaiser Permanente
period: 1995-1999
n: 37,868 children randomised
Infant <1y1-4y
PCV7 (heptavalent CRM197 conjugate, Wyeth Lederle)
platform: protein-polysaccharide conjugate
doses: 4
schedule: 2, 4, 6 and 12-15 months
vs meningococcal type C CRM197 conjugate vaccine
97.4 (82.7–99.9)
VE (%)
RCTBlack et al. 2000 Pediatr Infect Dis J
quote
As of that time 40 fully vaccinated cases of invasive disease caused by vaccine serotype had been identified, all but 1 in controls for an efficacy of 97.4% (95% confidence interval, 82.7 to 99.9%), and 52 cases, all but 3 in controls in the intent-to-treat analysis for an efficacy of 93.9% (95% confidence interval, 79.6 to 98.5%).
abstract, RESULTS
Per-protocol (fully vaccinated) analysis as of April 1999; 40 cases, all but one in controls. The licensing trial for the first PCV.
Invasive disease caused by vaccine serotypes, intent-to-treat
severity: any invasive disease
case definition: Invasive pneumococcal disease due to the seven vaccine serotypes, all randomised children
infants vaccinated at 2, 4, 6 and 12 to 15 months
risk group: healthy children in a managed-care population
country: United States
setting: Northern California Kaiser Permanente
period: 1995-1999
n: 37,868 children randomised
Infant <1y1-4y
PCV7 (heptavalent CRM197 conjugate)
platform: protein-polysaccharide conjugate
doses: 1 or more (intent-to-treat)
schedule: 2, 4, 6 and 12-15 months
vs meningococcal type C CRM197 conjugate vaccine
93.9 (79.6–98.5)
VE (%)
RCTBlack et al. 2000 Pediatr Infect Dis J
quote
As of that time 40 fully vaccinated cases of invasive disease caused by vaccine serotype had been identified, all but 1 in controls for an efficacy of 97.4% (95% confidence interval, 82.7 to 99.9%), and 52 cases, all but 3 in controls in the intent-to-treat analysis for an efficacy of 93.9% (95% confidence interval, 79.6 to 98.5%).
abstract, RESULTS
Intent-to-treat analysis including partially vaccinated children; 52 cases, all but three in controls. No evidence of replacement by non-vaccine serotypes within the trial.
Vaccine-type invasive pneumococcal disease, 3+1 schedule
severity: any invasive disease
case definition: Culture-confirmed IPD due to any of the ten vaccine serotypes, national infectious diseases register
infants under 7 months at first vaccination
country: Finland
setting: nationwide cluster-randomised trial (FinIP)
period: February 2009 to January 2012
n: 30,528 participants assessed for the primary objective
Infant <1y1-4y
PCV10 (PHiD-CV10, Synflorix)
platform: protein-polysaccharide conjugate (protein D, tetanus and diphtheria toxoid carriers)
doses: 4
schedule: 3+1
vs hepatitis A or B vaccine control clusters
100 (83–100)
VE (%)
cluster RCTPalmu et al. 2013 Lancet
quote
The estimates for vaccine effectiveness were 100% (95% CI 83-100) for PHiD-CV10 3+1 and 92% (58-100) for PHiD-CV10 2+1 groups.
abstract, FINDINGS
No vaccine-type cases in the 3+1 group versus 12 in controls. Double-blind cluster design; follow-up to January 2012.
Vaccine-type invasive pneumococcal disease, 2+1 schedule
severity: any invasive disease
case definition: Culture-confirmed IPD due to any of the ten vaccine serotypes, national register
infants under 7 months at first vaccination
country: Finland
setting: nationwide cluster-randomised trial (FinIP)
period: February 2009 to January 2012
Infant <1y1-4y
PCV10 (PHiD-CV10, Synflorix)
platform: protein-polysaccharide conjugate
doses: 3
schedule: 2+1
vs hepatitis A or B vaccine control clusters
92 (58–100)
VE (%)
cluster RCTPalmu et al. 2013 Lancet
quote
The estimates for vaccine effectiveness were 100% (95% CI 83-100) for PHiD-CV10 3+1 and 92% (58-100) for PHiD-CV10 2+1 groups.
abstract, FINDINGS
One vaccine-type case in the 2+1 group. First trial confirmation that a reduced 2+1 infant schedule protects; the interval overlaps the 3+1 estimate entirely.
Invasive pneumococcal disease of any serotype
severity: any invasive disease
case definition: Any culture-confirmed invasive pneumococcal disease irrespective of serotype, combined infant cohorts
infants under 7 months at first vaccination (3+1 and 2+1 cohorts combined)
country: Finland
setting: FinIP cluster-randomised trial
period: 2009-2012
Infant <1y1-4y
PCV10 (PHiD-CV10)
platform: protein-polysaccharide conjugate
doses: 3 or 4
schedule: 2+1 or 3+1
vs hepatitis vaccine control clusters
93 (75–99)
VE (%)
cluster RCTPalmu et al. 2013 Lancet
quote
Two cases of any culture-confirmed invasive disease irrespective of serotype were detected in combined PHiD-CV10 infant cohorts compared with 14 in the corresponding control cohorts (vaccine effectiveness 93%, 75-99).
abstract, FINDINGS
Two cases in vaccinated infant cohorts versus 14 in controls. All-serotype effectiveness this close to vaccine-type effectiveness reflects a short follow-up before replacement serotypes emerge.
Invasive pneumococcal disease in catch-up cohorts vaccinated at 7-18 months
severity: any invasive disease
case definition: Any invasive pneumococcal disease in children enrolled at 7-11 months (2+1) or 12-18 months (two doses)
children aged 7-18 months at first dose
country: Finland
setting: FinIP cluster-randomised trial
period: 2009-2012
Infant <1y1-4y
PCV10 (PHiD-CV10)
platform: protein-polysaccharide conjugate
doses: 2 or 3
schedule: catch-up: 2+1 at 7-11 months or two doses at 12-18 months
vs hepatitis vaccine control clusters
100 (79–100)
VE (%)
cluster RCTPalmu et al. 2013 Lancet
quote
In catch-up cohorts, seven cases of invasive disease were reported, all in the control group: two cases in the children enrolled at 7-11 months of age; and five cases in children enrolled at 12-18 months of age (vaccine effectiveness 100%, 79-100).
abstract, FINDINGS
Seven cases, all in controls. Supports catch-up vaccination of older infants and toddlers.
Vaccine-serotype invasive pneumococcal disease
severity: any invasive disease
case definition: Culture-confirmed IPD due to vaccine serotypes, end-of-study per-protocol
infants vaccinated at 2, 4, 6 and 15-18 months
country: Argentina, Panama and Colombia
period: 2007-2011
n: 10,211 PHiD-CV and 10,140 control (end-of-study per-protocol)
Infant <1y1-4y
PCV10 (PHiD-CV, Synflorix)
platform: protein-polysaccharide conjugate
doses: 4
schedule: 2, 4, 6 and 15-18 months
vs hepatitis B / hepatitis A control vaccines
100 (74.3–100)
VE (%)
follow-up: mean 28-30 months
RCTTregnaghi et al. 2014 PLoS Med
quote
Per-protocol VE was 16.1% (95% CI: -1.1%, 30.4%; one-sided p = 0.032) against clinically confirmed AOM, 67.1% (95% CI: 17.0%, 86.9%) against vaccine serotype clinically confirmed AOM, 100% (95% CI: 74.3%, 100%) against vaccine serotype IPD, and 65.0% (95% CI: 11.1%, 86.2%) against any IPD.
abstract, METHODS AND FINDINGS
The same sentence gives any-serotype IPD VE 65.0% (11.1-86.2) and clinically confirmed AOM VE 16.1% (-1.1 to 30.4), which crosses zero.
Invasive pneumococcal disease of any serotype
severity: any invasive disease
case definition: Culture-confirmed IPD, any serotype, end-of-study per-protocol
infants vaccinated at 2, 4, 6 and 15-18 months
country: Argentina, Panama and Colombia
period: 2007-2011
Infant <1y1-4y
PCV10 (PHiD-CV, Synflorix)
platform: protein-polysaccharide conjugate
doses: 4
schedule: 2, 4, 6 and 15-18 months
vs hepatitis B / hepatitis A control vaccines
65.0 (11.1–86.2)
VE (%)
follow-up: mean 28-30 months
RCTTregnaghi et al. 2014 PLoS Med
quote
Per-protocol VE was 16.1% (95% CI: -1.1%, 30.4%; one-sided p = 0.032) against clinically confirmed AOM, 67.1% (95% CI: 17.0%, 86.9%) against vaccine serotype clinically confirmed AOM, 100% (95% CI: 74.3%, 100%) against vaccine serotype IPD, and 65.0% (95% CI: 11.1%, 86.2%) against any IPD.
abstract, METHODS AND FINDINGS
Any-serotype IPD; wide interval because IPD was rare in these well-served populations.
Invasive pneumococcal disease caused by vaccine serotypes
severity: any invasive disease
case definition: Culture-confirmed IPD due to vaccine serotypes, per-protocol
children aged 6-51 weeks at enrolment
country: The Gambia
setting: rural, LMIC
period: 2000-2004
Infant <1y1-4y
PCV9
platform: protein-polysaccharide conjugate
doses: 3
schedule: 3+0 (no booster)
vs placebo
77 (51–90)
VE (%)
RCTCutts et al. 2005 Lancet
quote
Efficacy of the conjugate vaccine was 77% (51-90) against invasive pneumococcal disease caused by vaccine serotypes, 50% (21-69) against disease caused by all serotypes, and 15% (7-21) against all-cause admissions.
abstract, FINDINGS
A three-dose no-booster schedule; the same sentence gives 50% (21-69) against all-serotype IPD and 15% (7-21) against all-cause hospital admissions.
All-cause hospital admissions
severity: hospitalisation
case definition: Any hospital admission, per-protocol
children aged 6-51 weeks at enrolment
country: The Gambia
setting: rural, LMIC
period: 2000-2004
Infant <1y1-4y
PCV9
platform: protein-polysaccharide conjugate
doses: 3
schedule: 3+0
vs placebo
15 (7–21)
VE (%)
RCTCutts et al. 2005 Lancet
quote
Efficacy of the conjugate vaccine was 77% (51-90) against invasive pneumococcal disease caused by vaccine serotypes, 50% (21-69) against disease caused by all serotypes, and 15% (7-21) against all-cause admissions.
abstract, FINDINGS
A reduction in admissions for any cause is a probe of total pneumococcal burden beyond confirmed IPD.
All-cause mortality
severity: death
case definition: Death from any cause during follow-up
children aged 6-51 weeks at enrolment
country: The Gambia
setting: rural, LMIC with high child mortality
period: 2000-2004
n: 17,437 children randomised
Infant <1y1-4y
PCV9
platform: protein-polysaccharide conjugate
doses: 3
schedule: 3+0
vs placebo
16 (3–28)
VE (%)
RCTCutts et al. 2005 Lancet
quote
We also found an efficacy of 16% (3-28) against mortality.
abstract, FINDINGS
The only individual PCV trial to show a statistically significant reduction in all-cause child mortality; it drives the lower bound of the Cochrane pooled mortality estimate (pcv-eff-005).
First episode of vaccine-serotype invasive pneumococcal disease in HIV-uninfected children
severity: any invasive disease
case definition: IPD due to serotypes in the vaccine, intention-to-treat
infants vaccinated at 6, 10 and 14 weeks
immune status: HIV-uninfected
country: South Africa
setting: Soweto, high-HIV-prevalence urban LMIC setting
period: 1998-2001
n: 39,836 children randomised
Infant <1y1-4y
PCV9 (CRM197 conjugate)
platform: protein-polysaccharide conjugate
doses: 3
schedule: 6, 10 and 14 weeks (3+0)
vs placebo
83 (39–97)
VE (%)
RCTKlugman et al. 2003 N Engl J Med
quote
RESULTS: Among children without human immunodeficiency virus (HIV) infection, the vaccine reduced the incidence of a first episode of invasive pneumococcal disease due to serotypes included in the vaccine by 83 percent (95 percent confidence interval, 39 to 97; 17 cases among controls and 3 among vaccine recipients).
abstract, RESULTS
17 cases among controls and 3 among vaccine recipients.
First episode of vaccine-serotype invasive pneumococcal disease in HIV-infected children
severity: any invasive disease
case definition: IPD due to serotypes in the vaccine, intention-to-treat, HIV-infected children
infants vaccinated at 6, 10 and 14 weeks
immune status: HIV-infected
country: South Africa
setting: Soweto
period: 1998-2001
Infant <1y1-4y
PCV9 (CRM197 conjugate)
platform: protein-polysaccharide conjugate
doses: 3
schedule: 6, 10 and 14 weeks (3+0)
vs placebo
65 (24–86)
VE (%)
RCTKlugman et al. 2003 N Engl J Med
quote
Among HIV-infected children, the efficacy was 65 percent (95 percent confidence interval, 24 to 86; 26 and 9 cases, respectively).
abstract, RESULTS
26 and 9 cases respectively. Lower than in HIV-uninfected children (pcv-eff-022) but still significant; the absolute number of cases prevented was larger because baseline risk is far higher with HIV.
Vaccine-type invasive pneumococcal disease
severity: any invasive disease
case definition: IPD due to PCV13 serotypes, per-protocol
adults 65 years of age or older
country: Netherlands
period: 2008-2013
65+
PCV13
platform: protein-polysaccharide conjugate
doses: 1
vs placebo
75.0 (41.4–90.8)
VE (%)
follow-up: mean 3.97 years
RCTBonten et al. 2015 N Engl J Med
quote
RESULTS: In the per-protocol analysis of first episodes of infections due to vaccine-type strains, community-acquired pneumonia occurred in 49 persons in the PCV13 group and 90 persons in the placebo group (vaccine efficacy, 45.6%; 95.2% confidence interval [CI], 21.8 to 62.5), nonbacteremic and noninvasive community-acquired pneumonia occurred in 33 persons in the PCV13 group and 60 persons in the placebo group (vaccine efficacy, 45.0%; 95.2% CI, 14.2 to 65.3), and invasive pneumococcal disease occurred in 7 persons in the PCV13 group and 28 persons in the placebo group (vaccine efficacy, 75.0%; 95% CI, 41.4 to 90.8).
abstract, RESULTS
7 versus 28 episodes. Modified intention-to-treat VE 75.8%.
Recurrent pneumococcal disease caused by vaccine serotypes or serotype 6A
severity: any pneumococcal disease
case definition: Further episode of pneumococcal infection due to PCV7 serotypes or 6A in adolescents and adults who had recovered from documented IPD
adolescents and adults
immune status: 88% HIV-seropositive
prior infection: all had recovered from documented invasive pneumococcal disease
country: Malawi
setting: LMIC, pre-widespread antiretroviral therapy
period: February 2003 to October 2007
n: 496 patients, 798 person-years
12-17y18-49y50-64y
PCV7
platform: protein-polysaccharide conjugate
doses: 2
schedule: two doses 4 weeks apart
vs placebo
74 (30–90)
VE (%)
RCTFrench et al. 2010 N Engl J Med
quote
Of these episodes, 5 occurred in the vaccine group and 19 in the placebo group, for a vaccine efficacy of 74% (95% confidence interval [CI], 30 to 90).
abstract, RESULTS
5 versus 19 episodes; all pneumococcal episodes occurred in the HIV-infected subgroup. The only placebo-controlled PCV efficacy trial in immunocompromised adults.
Vaccine-serotype invasive pneumococcal disease in healthy children
severity: any invasive disease
case definition: Pneumococcus isolated from a sterile site, Active Bacterial Core surveillance, matched case-control
children aged 3-59 months
risk group: healthy children (no coexisting disorders)
country: United States
setting: population-based surveillance sites
period: post-licensure PCV7 era
n: 782 cases and 2,512 controls
Infant <1y1-4y
PCV7
platform: protein-polysaccharide conjugate
doses: 1 or more
vs unvaccinated matched controls (age and zip code)
96 (93–98)
VE (%)
case-controlWhitney et al. 2006 Lancet
quote
Effectiveness of one or more doses against vaccine serotypes was 96% (95% CI 93-98) in healthy children and 81% (57-92) in those with coexisting disorders.
abstract, FINDINGS
Post-licensure effectiveness under the mix of routine, catch-up and incomplete schedules actually used in the USA; matches the trial efficacy.
Vaccine-serotype invasive pneumococcal disease in children with coexisting disorders
severity: any invasive disease
case definition: Pneumococcus isolated from a sterile site, matched case-control, children with underlying conditions
children aged 3-59 months
risk group: children with coexisting disorders
immune status: includes immunocompromising conditions
country: United States
period: post-licensure PCV7 era
Infant <1y1-4y
PCV7
platform: protein-polysaccharide conjugate
doses: 1 or more
vs unvaccinated matched controls
81 (57–92)
VE (%)
case-controlWhitney et al. 2006 Lancet
quote
Effectiveness of one or more doses against vaccine serotypes was 96% (95% CI 93-98) in healthy children and 81% (57-92) in those with coexisting disorders.
abstract, FINDINGS
Lower point estimate than in healthy children (same sentence) with a wider interval; the chronically ill are the group with the highest baseline IPD rates (pcv-bur-008).
Invasive pneumococcal disease caused by penicillin-nonsusceptible strains
severity: any invasive disease
strain: penicillin-nonsusceptible pneumococci
case definition: Sterile-site pneumococcal isolates not susceptible to penicillin
children aged 3-59 months
country: United States
period: post-licensure PCV7 era
Infant <1y1-4y
PCV7
platform: protein-polysaccharide conjugate
doses: 1 or more
vs unvaccinated matched controls
76 (63–85)
VE (%)
case-controlWhitney et al. 2006 Lancet
quote
It was 76% (63-85) against infections that were not susceptible to penicillin.
abstract, FINDINGS
Antibiotic-resistant disease was concentrated in vaccine serotypes, which is why PCV also acts as an antimicrobial-resistance intervention.
Invasive pneumococcal disease caused by PCV13 serotypes
severity: any invasive disease
case definition: IPD cases in 13 active surveillance sites, controls from birth registries matched on age and zip code
children aged 2-59 months
country: United States
period: 2010-2014 (post-PCV13 licensure)
n: 722 cases and 2,991 controls
Infant <1y1-4y
PCV13
platform: protein-polysaccharide conjugate
doses: 1 or more
schedule: routine 3+1 and catch-up schedules
vs unvaccinated matched controls
86.0 (75.5–92.3)
VE (%)
case-controlMoore et al. 2016 Lancet Respir Med
quote
Vaccine effectiveness against PCV13 serotypes was 86·0% (95% CI 75·5 to 92·3), driven by serotypes 19A and 7F, for which vaccine effectiveness was 85·6% (95% CI 70·6 to 93·5) and 96·5% (82·7 to 100), respectively.
abstract, FINDINGS
Driven by serotypes 19A (85.6%, 70.6-93.5) and 7F (96.5%, 82.7-100) in the same sentence.
Invasive pneumococcal disease caused by serotype 19A
severity: any invasive disease
strain: serotype 19A
case definition: Serotype 19A IPD, matched case-control
children aged 2-59 months
country: United States
period: 2010-2014
Infant <1y1-4y
PCV13
platform: protein-polysaccharide conjugate
doses: 1 or more
vs unvaccinated matched controls
85.6 (70.6–93.5)
VE (%)
case-controlMoore et al. 2016 Lancet Respir Med
quote
Vaccine effectiveness against PCV13 serotypes was 86·0% (95% CI 75·5 to 92·3), driven by serotypes 19A and 7F, for which vaccine effectiveness was 85·6% (95% CI 70·6 to 93·5) and 96·5% (82·7 to 100), respectively.
abstract, FINDINGS
19A was the commonest PCV13 serotype (18% of cases). Contrast with the continuing 19A increases at PCV10 sites (pcv-bur-037).
Invasive pneumococcal disease caused by serotype 3
severity: any invasive disease
strain: serotype 3
case definition: Serotype 3 IPD, matched case-control
children aged 2-59 months
country: United States
period: 2010-2014
Infant <1y1-4y
PCV13
platform: protein-polysaccharide conjugate
doses: 1 or more
vs unvaccinated matched controls
79.5 (30.3–94.8)
VE (%)
case-controlMoore et al. 2016 Lancet Respir Med
quote
We also identified statistically significant effectiveness against serotype 3 (79·5%, 95% CI 30·3 to 94·8) and against antibiotic non-susceptible invasive pneumococcal disease (65·6%, 44·9 to 78·7).
abstract, FINDINGS
Statistically significant here but based on 43 serotype 3 cases; UK studies found no serotype 3 protection (pcv-eff-028). See the serotype 3 flag.
Invasive pneumococcal disease of any serotype
severity: any invasive disease
case definition: All-cause IPD, matched case-control
children aged 2-59 months
country: United States
period: 2010-2014
Infant <1y1-4y
PCV13
platform: protein-polysaccharide conjugate
doses: 1 or more
vs unvaccinated matched controls
60.2 (46.8–70.3)
VE (%)
case-controlMoore et al. 2016 Lancet Respir Med
quote
Vaccine effectiveness against all-cause invasive pneumococcal disease was 60·2% (95% CI 46·8 to 70·3).
abstract, FINDINGS
All-serotype VE sits well below vaccine-type VE because 70% of cases were non-PCV13 serotypes by this point.
PCV13-serotype invasive pneumococcal disease in children with underlying conditions
severity: any invasive disease
case definition: PCV13-serotype IPD, matched case-control, children with underlying medical conditions
children aged 2-59 months
risk group: underlying medical conditions
country: United States
period: 2010-2014
Infant <1y1-4y
PCV13
platform: protein-polysaccharide conjugate
doses: 1 or more
vs unvaccinated matched controls
81.4 (45.4–93.6)
VE (%)
case-controlMoore et al. 2016 Lancet Respir Med
quote
Vaccine effectiveness was similar among children with (81·4%, 95% CI 45·4 to 93·6) and without (85·8%, 74·9 to 91·9) underlying conditions.
abstract, FINDINGS
Similar to children without underlying conditions (85.8%, 74.9-91.9, same sentence).
Invasive pneumococcal disease caused by PPSV23 serotypes, within two years of vaccination
severity: any invasive disease
case definition: PPSV23-serotype IPD cases versus non-PPSV23-serotype controls from national surveillance, matched on age and period
adults aged 65 years and over
country: England and Wales
period: November 2003 to December 2010
n: 1,272 cases and 1,270 controls
65+
PPSV23
platform: plain polysaccharide
doses: 1
time since vaccination: within two years of vaccination
vs unvaccinated (indirect cohort, non-vaccine-type IPD controls)
48 (32–60)
VE (%)
case-controlAndrews et al. 2012 Vaccine
quote
VE declined from 48% (95% confidence interval; 32-60%) within two years of vaccination to 15% (-3% to 30%) after five years.
abstract
Pair with pcv-eff-053 for waning. VE was highest in healthy 65-74 year olds (65%, 23-84, within 2 years).
Invasive pneumococcal disease caused by PPSV23 serotypes, more than five years after vaccination
severity: any invasive disease
case definition: As pcv-eff-052, stratified by time since vaccination
adults aged 65 years and over
country: England and Wales
period: 2003-2010
65+
PPSV23
platform: plain polysaccharide
doses: 1
time since vaccination: after five years
vs unvaccinated (indirect cohort)
15 (-3–30)
VE (%)
case-controlAndrews et al. 2012 Vaccine
quote
VE declined from 48% (95% confidence interval; 32-60%) within two years of vaccination to 15% (-3% to 30%) after five years.
abstract
Waning: protection falls to a non-significant 15% after five years. The ecological part of the same study found no discernible impact of the PPSV23 programme on IPD incidence.
Invasive pneumococcal disease caused by serotype 3
severity: any invasive disease
strain: serotype 3
case definition: Serotype 3 IPD, indirect cohort
adults aged 65 years and over
country: England and Wales
period: 2003-2010
65+
PPSV23
platform: plain polysaccharide
doses: 1
vs unvaccinated (indirect cohort)
-23 (-85–19)
VE (%)
case-controlAndrews et al. 2012 Vaccine
quote
VE differed by serotype (p=0.005), from -23% (-85% to 19%) for serotype 3 to 63% (29-81%) for 12F.
abstract
Negative point estimate, interval spans zero: no protection against serotype 3. VE differed significantly by serotype (p = 0.005), up to 63% (29-81) for 12F in the same sentence.
Invasive pneumococcal disease due to any serotype
severity: any invasive disease
case definition: First ICD-10-CM coded IPD diagnosis in Medicare claims
adults aged 65 years and older
risk group: 24.0% of the vaccinated group immunocompromised
country: United States
setting: Medicare database
period: July 2022 to June 2024
n: 2,008,313 PCV20-vaccinated and 16,043,844 unvaccinated
65+
PCV20
platform: protein-polysaccharide conjugate
doses: 1
vs no PCV20 (prior PCV13 within 5 years or PPSV23 within 2 years excluded)
25.6 (17.4–33.0)
VE (%) = (1-HR) x 100
cohortMiles et al. 2026 Lancet Infect Dis
quote
Adjusted vaccine effectiveness was 25·6% (95% CI 17·4-33·0), 23·3% (16·3-29·8), 15·2% (14·5-15·9), and 7·4% (6·9-7·8) against all invasive pneumococcal disease, all pneumococcal pneumonia, all-cause pneumonia, and LRTI, respectively.
abstract, FINDINGS
Pfizer-funded claims cohort with inverse-probability weighting; all-serotype outcome, so lower than vaccine-type VE. Same sentence: 23.3% (16.3-29.8) pneumococcal pneumonia, 15.2% (14.5-15.9) all-cause pneumonia, 7.4% (6.9-7.8) LRTI.
Invasive pneumococcal disease caused by PCV13 serotypes
severity: any invasive disease
case definition: IPD due to PCV13 serotypes, indirect cohort (Broome) method using non-vaccine-type cases as controls
children eligible for PCV13 (two doses before 12 months or one dose from 12 months)
country: United Kingdom (England, Wales, Northern Ireland)
period: post-licensure, 2010 onwards
n: 706 IPD cases
Infant <1y1-4y
PCV13
platform: protein-polysaccharide conjugate
doses: 2 before 12 months or 1 from 12 months
schedule: 2+1 (UK schedule)
vs non-vaccine-serotype IPD cases (indirect cohort)
75 (58–84)
VE (%)
screening methodAndrews et al. 2014 Lancet Infect Dis
quote
FINDINGS: For the 706 cases of invasive pneumococcal disease included in the study, PCV13 vaccine effectiveness after two doses before age 12 months or one dose from 12 months was 75% (95% CI 58-84).
abstract, FINDINGS
Indirect cohort design. VE was lower than predicted from the 0.35 ug/mL aggregate correlate of protection used for licensing.
Invasive pneumococcal disease caused by the six additional PCV13 serotypes
severity: any invasive disease
strain: serotypes 1, 3, 5, 6A, 7F, 19A
case definition: IPD due to serotypes 1, 3, 5, 6A, 7F and 19A, indirect cohort method
children eligible for PCV13
country: United Kingdom
period: 2010 onwards
Infant <1y1-4y
PCV13
platform: protein-polysaccharide conjugate
doses: 2 before 12 months or 1 from 12 months
schedule: 2+1
vs non-vaccine-serotype IPD cases
73 (55–84)
VE (%)
screening methodAndrews et al. 2014 Lancet Infect Dis
quote
Vaccine effectiveness was 90% (34-98) for the PCV7 serotypes and 73% (55-84) for the six additional serotypes included in PCV13.
abstract, FINDINGS
The same sentence gives 90% (34-98) for the original PCV7 serotypes. Protection was shown for four of the six new serotypes; serotype 3 VE was not significant and serotype 5 had no cases.
Invasive pneumococcal disease caused by PCV7 serotypes, complete 2+1 schedule
severity: any invasive disease
strain: PCV7 serotypes
case definition: PCV7-serotype IPD cases versus non-PCV13-serotype controls among vaccine-eligible children, Broome method
vaccine-eligible children
country: England
period: September 2006 to June 2018
n: 3,421 IPD cases with vaccine history
Infant <1y1-4y5-11y
PCV7 and PCV13 combined
platform: protein-polysaccharide conjugate
doses: 3
schedule: 2+1 complete
vs non-PCV13-serotype IPD cases (indirect cohort)
92.0 (81.7–96.7)
VE (%)
screening methodAndrews et al. 2019 Vaccine
quote
For the complete 2 + 1 schedule, both PCV7 and PCV13 showed high effectiveness against PCV7 serotypes with a combined VE of 92.0% (95%CI, 81.7-96.7).
abstract, RESULTS
Twelve years of national surveillance; the 2+1 schedule used in the UK gives protection against the original seven serotypes comparable to 3+1 trials.
Invasive pneumococcal disease caused by the additional PCV13 serotypes plus 6C, complete 2+1 schedule
severity: any invasive disease
strain: serotypes 1, 3, 5, 6A, 7F, 19A and 6C
case definition: PCV13-additional-serotype (plus 6C) IPD cases versus non-PCV13-serotype controls, Broome method
vaccine-eligible children
country: England
period: 2010 to June 2018
Infant <1y1-4y5-11y
PCV13
platform: protein-polysaccharide conjugate
doses: 3
schedule: 2+1 complete
vs non-PCV13-serotype IPD cases
73.7 (31.1–89.9)
VE (%)
screening methodAndrews et al. 2019 Vaccine
quote
For the 2 + 1 schedule, PCV13 VE against the additional PCV13 serotypes plus 6C was 73.7% (31.1-89.9) compared to 90.0% (75.3 - 96.0) for PCV7 against PCV7 serotypes, although PCV13 VE increased to 84.8% (58.7-94.4) if serotype 3 was excluded; all 36 eligible serotype 3 IPD cases were fully-vaccinated with PCV13.
abstract, RESULTS
Rises to 84.8% (58.7-94.4) if serotype 3 is excluded (same sentence): all 36 eligible serotype 3 cases were fully vaccinated. The abstract also reports significant waning for serotype 19A without giving the number.
Invasive pneumococcal disease caused by additional PCV13 serotypes excluding serotype 3, complete 2+1 schedule
severity: any invasive disease
strain: serotypes 1, 5, 6A, 7F, 19A and 6C (serotype 3 excluded)
case definition: As pcv-eff-028 with serotype 3 cases removed
vaccine-eligible children
country: England
period: 2010 to June 2018
Infant <1y1-4y5-11y
PCV13
platform: protein-polysaccharide conjugate
doses: 3
schedule: 2+1 complete
vs non-PCV13-serotype IPD cases
84.8 (58.7–94.4)
VE (%)
screening methodAndrews et al. 2019 Vaccine
quote
For the 2 + 1 schedule, PCV13 VE against the additional PCV13 serotypes plus 6C was 73.7% (31.1-89.9) compared to 90.0% (75.3 - 96.0) for PCV7 against PCV7 serotypes, although PCV13 VE increased to 84.8% (58.7-94.4) if serotype 3 was excluded; all 36 eligible serotype 3 IPD cases were fully-vaccinated with PCV13.
abstract, RESULTS
Pair with pcv-eff-028: the whole difference is serotype 3, against which this study found no protection.
Invasive pneumococcal disease caused by non-PCV13 serotypes in PPSV23 plus 15A/15C, in children with sickle cell disease
severity: any invasive disease
strain: non-PCV13 serotypes included in PPSV23 plus 15A/15C
case definition: IPD in children with HbSS/HbSC, indirect-cohort effect adjusted for age and hydroxyurea
children under 10 years
risk group: sickle cell disease
immune status: functional asplenia
country: United States
setting: metropolitan Atlanta, ABCs
period: 2010-2018
1-4y5-11y
PPSV23
platform: plain polysaccharide
doses: as recommended for sickle cell disease
time since vaccination: within 3 years of vaccination
vs non-vaccine-type IPD cases (indirect cohort)
92 (40.8–99.0)
VE (%)
screening methodAdamkiewicz et al. 2023 Blood Adv
quote
Within 3 years of vaccination, the effectiveness of the 23-valent pneumococcal polysaccharide vaccine (PPSV23) against non-PCV13 serotypes included in PPSV23 plus 15A/15C was 92% (95% confidence interval, 40.8- 99.0, P = .014; indirect-cohort effect adjusted for age and hydroxyurea).
abstract
Few cases; the interval is wide. Supports the PPSV23 recommendation for children with sickle cell disease on top of PCV.
Invasive pneumococcal disease overall in children under 5, population impact of PCV13
severity: any invasive disease
case definition: IPD incidence in Active Bacterial Core surveillance, observed versus expected if PCV7 alone had continued, time-series model
children younger than 5 years
country: United States
setting: multisite population-based surveillance
period: July 2012 to June 2013 versus expected
Infant <1y1-4y
PCV13 (replacing PCV7 in the infant schedule)
platform: protein-polysaccharide conjugate
doses: routine infant schedule
vs expected incidence had PCV7 alone been continued (counterfactual, not unvaccinated individuals)
64 (59–68)
percentage decline in incidence vs counterfactual (%)
ecologicalMoore et al. 2015 Lancet Infect Dis
quote
FINDINGS: Compared with incidence expected among children younger than 5 years if PCV7 alone had been continued, incidence of IPD overall declined by 64% (95% interval estimate [95% IE] 59-68) and IPD caused by PCV13 minus PCV7 serotypes declined by 93% (91-94), by July, 2012, to June, 2013.
abstract, FINDINGS
95% interval estimate. IPD from the six PCV13-minus-PCV7 serotypes fell 93% (91-94) in the same sentence. A population-impact measure, not individual VE.
Invasive pneumococcal disease overall in adults, indirect effect of infant PCV13
severity: any invasive disease
case definition: IPD incidence in adults, observed versus expected if PCV7 alone had continued
adults, by age group
country: United States
period: July 2012 to June 2013 versus expected
18-49y50-64y65+
PCV13 in children (adults not vaccinated with PCV13 in this period)
platform: protein-polysaccharide conjugate
doses: routine infant schedule (indirect effect)
vs expected incidence had PCV7 alone been continued
12-32
percentage decline in incidence vs counterfactual (%), range across adult age groups
ecologicalMoore et al. 2015 Lancet Infect Dis
quote
Among adults, incidence of IPD overall also declined by 12-32% and IPD caused by PCV13 minus PCV7 type IPD declined by 58-72%, depending on age.
abstract, FINDINGS
Herd effect in unvaccinated adults; PCV13-minus-PCV7 serotype IPD fell 58-72% depending on age. The authors estimate over 30,000 IPD cases and 3,000 deaths averted in three years.
Invasive pneumococcal disease in children under 2, one year after PCV7 introduction
severity: any invasive disease
case definition: Sterile-site pneumococcal isolation, Active Bacterial Core surveillance, 2001 versus 1998-1999 baseline
children under two years of age
country: United States
period: 2001 versus 1998-1999
Infant <1y1-4y
PCV7
platform: protein-polysaccharide conjugate
doses: routine infant schedule
vs pre-vaccine baseline incidence (1998-1999)
69
percentage decline in incidence (%)
ecologicalWhitney et al. 2003 N Engl J Med
quote
In this group, the rate of disease was 69 percent lower in 2001 than the base-line rate (59.0 cases per 100,000 vs.
abstract, RESULTS
P < 0.001. Vaccine-serotype disease fell 78% and vaccine-related serotypes 50% in the same sentence. Population impact, not individual VE.
Invasive pneumococcal disease in adults 65 and older, one year after infant PCV7
severity: any invasive disease
case definition: Sterile-site pneumococcal isolation, ABCs, 2001 versus baseline
adults 65 years of age or more
country: United States
period: 2001 versus 1998-1999
65+
PCV7 in children (indirect effect)
platform: protein-polysaccharide conjugate
doses: routine infant schedule
vs pre-vaccine baseline incidence in the same age group
18
percentage decline in incidence (%)
ecologicalWhitney et al. 2003 N Engl J Med
quote
21.5 per 100,000, P=0.03), and 18 percent lower for those 65 years of age or more (49.5 per 100,000 vs.
abstract, RESULTS
P < 0.001; 32 percent lower in adults 20-39 and 8 percent lower in 40-64 in the same sentence. The earliest evidence of herd protection from infant PCV.
Invasive pneumococcal disease overall in children under 5, five years after PCV7
severity: any invasive disease
case definition: Population- and laboratory-based surveillance, 2005 versus 1998-1999
children aged under 5 years
country: United States
setting: eight states
period: 2005 versus 1998-1999
Infant <1y1-4y
PCV7
platform: protein-polysaccharide conjugate
doses: routine infant schedule
vs pre-vaccine baseline incidence (1998-1999)
77
percentage decline in incidence (%)
ecologicalCenters 2008 MMWR Morb Mortal Wkly Rep
quote
Results of that analysis indicated that in 2005, overall IPD rates among children aged <5 years were 77% lower, and an estimated 13,000 fewer cases of IPD occurred, compared with the years preceding vaccine introduction (1998-1999).
abstract
Overall rates levelled off from 2002 because of rising serotype 19A, the replacement that prompted PCV13.
PCV10-serotype invasive pneumococcal disease in adults, nine years after infant PCV10
severity: any invasive disease
strain: PCV10 serotypes
case definition: Culture-confirmed PCV10-serotype IPD in adults 18 and over, observed versus expected from pre-PCV10 trend, negative binomial time-series
adults 18 years and older
country: Finland
period: July 2018 to June 2019 versus expected
18-49y50-64y65+
PCV10 in infants (indirect effect)
platform: protein-polysaccharide conjugate
doses: infant 2+1 programme
vs expected incidence without the PCV10 programme (trend-adjusted counterfactual)
90
percentage lower than expected incidence (%)
ecologicalNuorti et al. 2022 Vaccine
quote
After adjusting for trend and seasonality, the observed PCV10 serotype IPD incidence in 7/2018-6/2019 was 90% (12/100,000 person-years) lower than the expected rate without PCV10 program.
abstract, RESULTS
Non-PCV10 serotype IPD was 40% higher than expected (serotypes 3, 19A, 22F, 6C) but levelled off; overall adult IPD IRR 0.7 (0.5-0.8). Herd effect.
All invasive pneumococcal disease in adults 65 and older, indirect effect of infant PCV10
severity: any invasive disease
case definition: Observed-to-expected incidence rate ratio for all-serotype IPD
adults 65 years and older
country: Finland
period: 2018-2019 versus expected
65+
PCV10 in infants (indirect effect)
platform: protein-polysaccharide conjugate
doses: infant 2+1 programme
vs expected incidence without the PCV10 programme
0.7 (0.5–0.95)
observed/expected incidence rate ratio
ecologicalNuorti et al. 2022 Vaccine
quote
In persons ≥65 years, the IRR was 0·7 (95 %CI 0·5-0.95).
abstract, RESULTS
A 30% net reduction in older adults after replacement is netted out. Substantial burden remains, with non-vaccine serotypes nearly 90% of adult IPD.
All-serotype invasive pneumococcal disease in children under 5, six years after PCV10/PCV13
severity: any invasive disease
case definition: Site-weighted incidence rate ratios versus pre-PCV, PSERENADE global surveillance
children younger than 5 years
country: multiple (30 countries)
period: 6 years after PCV10 or PCV13 introduction
Infant <1y1-4y
PCV10 or PCV13
platform: protein-polysaccharide conjugate
doses: national infant schedules, mostly with booster
vs incidence before any PCV
58-74
percentage decline in incidence vs pre-PCV (%), range across products and strata
ecologicalBennett et al. 2025 Lancet Infect Dis
quote
Despite different serotype 19A trends, all-serotype IPD declined similarly between products among children younger than 5 years (58-74%); among adults aged 65 years or older, declines were greater at PCV13 (25-29%) than PCV10 (4-14%) sites, but other differences between sites precluded attribution to product.
abstract, FINDINGS
Net of serotype replacement (pcv-bur-036). Among adults 65 and older declines were 25-29% at PCV13 sites and 4-14% at PCV10 sites in the same sentence, but site differences prevent attributing that to product.
Pneumococcal meningitis in children under 5, six years after PCV10/PCV13
severity: meningitis
case definition: Serotyped pneumococci in cerebrospinal fluid, 42 surveillance sites, incidence rate ratios versus pre-PCV
children under 5 years
country: multiple (30 countries, 84% high-income)
period: 6 years after PCV10 or PCV13 introduction
Infant <1y1-4y
PCV10 or PCV13
platform: protein-polysaccharide conjugate
doses: national infant schedules
vs incidence before any PCV
48-74
percentage decline in incidence vs pre-PCV (%), range across strata
ecologicalYang et al. 2025 J Infect
quote
Six years after PCV10/PCV13 introduction, pneumococcal meningitis declined 48-74% across products and PCV7 impact strata for children <5 y, 35-62% for 5-17 y and 0-36% for ≥18 y.
abstract, RESULTS
Declines were 35-62% at 5-17 years and 0-36% in adults in the same sentence. Vaccine-type meningitis fell 96-100% in under-5s; replacement in meningitis was less than for all IPD.

Vaccine safety and adverse events

Harms measured after vaccination against an unvaccinated or baseline comparator. Kept separate from post-acute sequelae, which follow the disease, not the vaccine.

Outcome (O)Population (P)Intervention / comparatorEstimateDesign (S)Source
Death from any cause after PCV7 in HIV-infected adults
severity: death
case definition: All-cause death during trial follow-up
adolescents and adults who had recovered from IPD
immune status: 88% HIV-seropositive
country: Malawi
period: 2003-2007
n: 496 patients
12-17y18-49y50-64y
PCV7
platform: protein-polysaccharide conjugate
doses: 2
vs placebo
1.18 (0.84–1.66)
HR (vaccine vs placebo)
RCTFrench et al. 2010 N Engl J Med
quote
There were 73 deaths from any cause in the vaccine group and 63 in the placebo group (hazard ratio in the vaccine group, 1.18; 95% CI, 0.84 to 1.66).
abstract, RESULTS
73 versus 63 deaths; interval includes 1, so no demonstrated effect on mortality in either direction in a population with very high background mortality. Serious adverse events within 14 days were fewer in the vaccine group (3 vs 17).

Pneumococcal pneumonia (community-acquired, non-invasive) Streptococcus pneumoniae

Disease risks

Acute risks of the infection itself: complications, hospitalisation, ICU, death.

Outcome (O)Population (P)ComparatorEstimateDesign (S)Source
Global deaths from pneumonia of any cause in children under 5, 2019
severity: death
case definition: All-cause pneumonia deaths, WHO estimate
children under the age of 5
vaccination status: mixed
country: global
period: 2019
Infant <1y1-4y
740 180
estimated annual deaths (count)
per year, global children under 5
expert bodywho.int
quote
Pneumonia killed 740 180 children under the age of 5 in 2019, accounting for 14% of all deaths of children under 5 years old but 22% of all deaths in children aged 1 to 5 years.
WHO fact sheet, Pneumonia in children
All-cause pneumonia, not pneumococcal-specific; the WHO sheet names pneumococcus as the most common bacterial cause. 14% of all under-5 deaths in the same sentence.
Community-acquired pneumonia requiring hospitalisation, incidence in US adults
severity: hospitalisation
case definition: Radiographically confirmed CAP requiring hospitalisation, active population-based surveillance (EPIC study), immunosuppressed and recently hospitalised adults excluded
adults 18 years or older
vaccination status: mixed
country: United States
setting: five hospitals in Chicago and Nashville
period: January 2010 to June 2012
n: 2,488 enrolled adults
18-49y50-64y65+
24.8 (23.5–26.1)
incidence per 10,000 adults per year
per 10,000 adults per year
surveillanceJain et al. 2015 N Engl J Med
quote
The annual incidence of pneumonia was 24.8 cases (95% confidence interval, 23.5 to 26.1) per 10,000 adults, with the highest rates among adults 65 to 79 years of age (63.0 cases per 10,000 adults) and those 80 years of age or older (164.3 cases per 10,000 adults).
abstract, RESULTS
All-cause CAP; Streptococcus pneumoniae was detected in 5% of patients. Per 10,000, not per 100,000.
Community-acquired pneumonia requiring hospitalisation, incidence in US adults aged 80 and over
severity: hospitalisation
case definition: Radiographically confirmed CAP requiring hospitalisation, EPIC study
adults 80 years of age or older
vaccination status: mixed
country: United States
setting: five hospitals in Chicago and Nashville
period: January 2010 to June 2012
65+
164.3
incidence per 10,000 adults per year
per 10,000 adults aged 80+ per year
surveillanceJain et al. 2015 N Engl J Med
quote
The annual incidence of pneumonia was 24.8 cases (95% confidence interval, 23.5 to 26.1) per 10,000 adults, with the highest rates among adults 65 to 79 years of age (63.0 cases per 10,000 adults) and those 80 years of age or older (164.3 cases per 10,000 adults).
abstract, RESULTS
Same sentence gives 63.0 per 10,000 for ages 65 to 79. All-cause CAP, so the pneumococcal fraction is a minority.
Intensive care and death among adults hospitalised with community-acquired pneumonia
severity: ICU admission
case definition: Adults with radiographic evidence of pneumonia, EPIC study
median age 57 years (IQR 46 to 71)
vaccination status: mixed
country: United States
setting: hospital
period: 2010-2012
n: 2,320 adults with radiographic pneumonia
18-49y50-64y65+
21
proportion of hospitalised cases requiring intensive care (%)
per hospitalised CAP case
surveillanceJain et al. 2015 N Engl J Med
quote
Among 2320 adults with radiographic evidence of pneumonia (93%), the median age of the patients was 57 years (interquartile range, 46 to 71); 498 patients (21%) required intensive care, and 52 (2%) died.
abstract, RESULTS
The same sentence reports 52 (2%) died in hospital. Denominator is hospitalised cases, not population; do not combine with pcv-bur-027.
Hospitalisation for pneumococcal community-acquired pneumonia, incidence in US adults
severity: hospitalisation
case definition: Hospitalised CAP with pneumococcal aetiology by serotype-agnostic and serotype-specific urinary antigen tests plus routine cultures
adults, median age 60.1 years
vaccination status: mixed
country: United States
setting: three hospitals in Tennessee and Georgia, defined catchment areas
period: 2018-2022
n: 2,016 patients hospitalised for CAP
18-49y50-64y65+
43
incidence per 100,000 adults per year
per 100,000 adults per year
surveillanceGrijalva et al. 2025 JAMA Netw Open
quote
The incidence of hospitalizations for pneumococcal CAP and pneumococcal CAP due to serotypes included in V116 was 43 and 30 per 100 000 adults, respectively.
abstract, RESULTS
Current-era figure in a population with two decades of infant PCV and adult PCV13 use. All-cause CAP hospitalisation was 340 per 100,000 in the same abstract; the burden was highest in adults 65 and older.
All-cause pneumonia hospitalisation in children under 2, post-PCV7
severity: hospitalisation
case definition: All-cause pneumonia hospitalisations, Nationwide Inpatient Sample
children aged under 2 years
vaccination status: mixed
country: United States
setting: national inpatient sample
period: 2005
Infant <1y1-4y
9.1
incidence per 1,000 children per year
per 1,000 children under 2 per year
surveillanceCenters 2009 MMWR Morb Mortal Wkly Rep
quote
In 2005 and 2006, the incidence rates for all-cause pneumonia hospitalizations among children aged <2 years were 9.1 per 1,000 and 8.1 per 1,000, respectively.
abstract
Per 1,000, not per 100,000. The 2006 rate was about 35% below the 1997-1999 pre-PCV7 rate; the abstract gives the percentage decline but not the pre-vaccine rate itself.
Global deaths from lower respiratory infection attributable to Streptococcus pneumoniae, all ages, 2016
severity: death
case definition: Counterfactual population-attributable-fraction modelling of lower respiratory infection deaths in GBD 2016
all ages
vaccination status: mixed
country: global (195 countries)
period: 2016
All ages
1 189 937 (690 445–1 770 660)
estimated annual deaths (count)
per year, global population
modellingGBD 2018 Lancet Infect Dis
quote
Streptococcus pneumoniae was the leading cause of lower respiratory infection morbidity and mortality globally, contributing to more deaths than all other aetiologies combined in 2016 (1 189 937 deaths, 95% UI 690 445-1 770 660).
abstract, FINDINGS
95% uncertainty interval, not a CI. Pneumococcus contributed more LRI deaths than all other aetiologies combined in that analysis.

Vaccine efficacy and effectiveness

Every estimate compiled, annotated by population (P), intervention (I), comparator (C), outcome (O) and study design (S).

Outcome (O)Population (P)Intervention / comparatorEstimateDesign (S)Source
WHO X-ray defined pneumonia
severity: radiological pneumonia
case definition: Radiologically confirmed pneumonia by WHO criteria, intent-to-treat, HIV-1 negative children
children under two years at enrolment
immune status: HIV-1 negative
country: multiple
Infant <1y1-4y
PCV7, PCV9 and PCV11 as used in the trials
platform: protein-polysaccharide conjugate
doses: 3 or more primary doses as per trial
vs placebo or another vaccine
27 (15–36)
VE (%)
meta-analysis
GRADE: moderate
4 publications, moderate quality evidence
Lucero et al. 2009 Cochrane Database Syst Rev
quote
Only two trials have data on all-cause admissions.The main analysis for this review involved HIV-1 negative children and used the pooled results of random-effects model, intent-to-treat analysis (ITT).Pooled vaccine efficacy (VE) for VT-IPD was 80% (95% confidence interval (CI) 58% to 90%, P < 0.0001); all serotypes-IPD, 58% (95% CI 29% to 75%, P = 0.001); World Health Organization X-ray defined pneumonia was 27% (95% CI 15% to 36%, P < 0.0001); clinical pneumonia, 6% (95% CI 2% to 9%, P = 0.0006); and all-cause mortality, 11% (95% CI -1% to 21%, P = 0.08).
abstract, MAIN RESULTS
Pneumonia endpoints capture all causes, so a 27% reduction implies pneumococcus caused at least that share of X-ray pneumonia (the vaccine-probe logic used in the global burden estimates).
Clinical pneumonia
severity: clinical pneumonia
case definition: Clinically defined pneumonia (any cause), intent-to-treat, HIV-1 negative children
children under two years at enrolment
immune status: HIV-1 negative
country: multiple
Infant <1y1-4y
PCV7, PCV9 and PCV11 as used in the trials
platform: protein-polysaccharide conjugate
doses: 3 or more primary doses as per trial
vs placebo or another vaccine
6 (2–9)
VE (%)
meta-analysis
GRADE: moderate
4 publications
Lucero et al. 2009 Cochrane Database Syst Rev
quote
Only two trials have data on all-cause admissions.The main analysis for this review involved HIV-1 negative children and used the pooled results of random-effects model, intent-to-treat analysis (ITT).Pooled vaccine efficacy (VE) for VT-IPD was 80% (95% confidence interval (CI) 58% to 90%, P < 0.0001); all serotypes-IPD, 58% (95% CI 29% to 75%, P = 0.001); World Health Organization X-ray defined pneumonia was 27% (95% CI 15% to 36%, P < 0.0001); clinical pneumonia, 6% (95% CI 2% to 9%, P = 0.0006); and all-cause mortality, 11% (95% CI -1% to 21%, P = 0.08).
abstract, MAIN RESULTS
Small because clinical pneumonia is mostly viral; a low VE here is expected, not a failure.
Hospitalised community-acquired pneumonia caused by serotype 3
severity: hospitalisation
strain: serotype 3
case definition: Serotype 3 CAP in adults, pooled individual-level data from CAPiTA, the Louisville test-negative study and an Argentine test-negative abstract
adults aged 65 years or older
country: Netherlands, United States, Argentina
65+
PCV13
platform: protein-polysaccharide conjugate
doses: 1
vs placebo or test-negative controls as per study
52.5 (6.2–75.9)
VE (%)
meta-analysis
3 studies (1 RCT, 2 test-negative)
McLaughlin et al. 2019 Vaccine
quote
PCV13 VE against serotype 3 hospitalized CAP was 52.5% (95%CI: 6.2-75.9%) from the pooled analysis of individual-level data from all three studies.
abstract, RESULTS
Pfizer-authored pooled analysis; 53.6% (6.7-76.9) excluding the unpublished study. Serotype 3 is the one PCV13 serotype whose population incidence has not fallen.
All-cause pneumonia in low-income countries
severity: pneumonia
case definition: All-cause pneumonia in RCTs conducted in low-income countries
adults
country: low-income countries
18-49y50-64y65+
pneumococcal polysaccharide vaccine (PPV)
platform: plain polysaccharide
doses: 1
vs placebo or no vaccine
0.54 (0.43–0.67)
OR (vaccinated vs unvaccinated)
meta-analysis
RCTs in low-income countries (I2 = 19%)
Moberley et al. 2013 Cochrane Database Syst Rev
quote
There was efficacy against all-cause pneumonia in low-income (OR 0.54, 95% CI 0.43 to 0.67, I(2) statistic = 19%) but not high-income countries in either the general population (OR 0.71, 95% CI 0.45 to 1.12, I(2) statistic = 93%) or in adults with chronic illness (OR 0.93, 95% CI 0.73 to 1.19, I(2) statistic = 10%).
abstract, MAIN RESULTS
The same sentence gives no significant effect in high-income general populations (OR 0.71, 0.45-1.12) or adults with chronic illness (OR 0.93, 0.73-1.19); see pcv-eff-045.
All-cause pneumonia in adults with chronic illness, high-income countries
severity: pneumonia
case definition: All-cause pneumonia in RCTs of adults with chronic illness in high-income countries
adults
risk group: chronic illness
country: high-income countries
18-49y50-64y65+
pneumococcal polysaccharide vaccine (PPV)
platform: plain polysaccharide
doses: 1
vs placebo or no vaccine
0.93 (0.73–1.19)
OR (vaccinated vs unvaccinated)
meta-analysis
RCTs in adults with chronic illness (I2 = 10%)
Moberley et al. 2013 Cochrane Database Syst Rev
quote
There was efficacy against all-cause pneumonia in low-income (OR 0.54, 95% CI 0.43 to 0.67, I(2) statistic = 19%) but not high-income countries in either the general population (OR 0.71, 95% CI 0.45 to 1.12, I(2) statistic = 93%) or in adults with chronic illness (OR 0.93, 95% CI 0.73 to 1.19, I(2) statistic = 10%).
abstract, MAIN RESULTS
Null: no demonstrated reduction in all-cause pneumonia in the chronically ill, the group most often targeted. The review could not separate lack of effect from lack of power.
Pneumococcal pneumonia by any serotype, clinical trials
severity: pneumonia
case definition: Pneumococcal pneumonia in trials after excluding two trials with serologic diagnosis of insufficient specificity
adults aged 60 years and over
country: industrialised countries
50-64y65+
PPSV23
platform: plain polysaccharide
doses: 1
vs placebo or no vaccine
64 (35–80)
VE (%)
meta-analysis
2 clinical trials (low risk of bias)
Falkenhorst et al. 2017 PLoS One
quote
After excluding studies with high risk of bias, pooled VE against pneumococcal pneumonia (by any serotype) was 64% (95%CI: 35-80%) in two clinical trials and 48% (95%CI: 25-63%) in two cohort studies.
abstract, RESULTS
Pooled VE of 48% (25-63) in two cohort studies in the same sentence. Unlike earlier meta-analyses, trials using non-specific serology were excluded, which is why this review finds pneumonia efficacy where the Cochrane review (pcv-eff-045) did not.
All-cause community-acquired pneumonia, trials
severity: pneumonia
case definition: All-cause CAP in randomised trials of adults 50 years and older
adults 50 years of age and older
country: multiple
50-64y65+
PPSV23
platform: plain polysaccharide
doses: 1
vs placebo or no vaccine
4 (-26–26)
VE (%)
meta-analysis
trials included in the review
Kraicer-Melamed et al. 2016 Vaccine
quote
The VE estimates for CAP were 4% (95% CI: -26%-26%) for trials, 17% (95% CI: -26%-45%) for cohort studies, and 7% (95% CI: -10%-21%) for case-control studies.
abstract, RESULTS
Null for all-cause CAP in trials; cohort (17%, -26 to 45) and case-control (7%, -10 to 21) estimates in the same sentence also cross zero. IPD VE in the same review was 50% (21-69) in cohort studies.
Chest X-ray confirmed pneumonia
severity: radiological pneumonia
case definition: Chest X-ray confirmed pneumonia episodes in the PCV7 clinical trial
children in the PCV7 clinical trial (infants vaccinated at 2, 4, 6 and 12-15 months)
country: United States
Infant <1y1-4y
PCV7
platform: protein-polysaccharide conjugate
doses: 4
vs unvaccinated children (control vaccine) in the trial
20
percentage fewer episodes (%)
expert bodycdc.gov
quote
Children who received PCV7 had 20% fewer episodes of chest X-ray confirmed pneumonia, 7% fewer episodes of acute otitis media, and underwent 20% fewer tympanostomy tube placements than did unvaccinated children.
Pink Book chapter 17, Immunogenicity and Vaccine Efficacy
CDC summary of the Northern California trial; the same sentence gives 7% fewer acute otitis media episodes and 20% fewer tympanostomy tube placements. No interval given.
Likely bacterial community-acquired pneumonia
severity: radiological pneumonia
case definition: Radiologically confirmed CAP with alveolar consolidation or pleural effusion, or non-alveolar infiltrate with CRP 40 ug/ml or more, first episode 2 weeks or more after dose 3, per-protocol
infants vaccinated at 2, 4, 6 and 15-18 months
country: Argentina, Panama and Colombia
setting: populations with good access to health care
period: June 2007 to July 2011
n: 10,295 PHiD-CV and 10,201 control (per-protocol)
Infant <1y1-4y
PCV10 (PHiD-CV, Synflorix)
platform: protein-polysaccharide conjugate
doses: 4
schedule: 2, 4, 6 and 15-18 months
vs hepatitis B (primary) and hepatitis A (booster) control vaccines
22.0 (7.7–34.2)
VE (%)
follow-up: mean 23 months at interim analysis
RCTTregnaghi et al. 2014 PLoS Med
quote
After a mean follow-up of 23 mo (PHiD-CV, n = 10,295; control, n = 10,201), per-protocol VE was 22.0% (95% CI: 7.7, 34.2; one-sided p = 0.002) against B-CAP (conclusive for primary objective) and 25.7% (95% CI: 8.4%, 39.6%) against World Health Organization-defined consolidated CAP.
abstract, METHODS AND FINDINGS
COMPAS primary endpoint. Intent-to-treat VE was 18.2% (5.5-29.1); WHO-consolidated CAP VE was 25.7% in the same analysis.
First episode of radiological pneumonia
severity: radiological pneumonia
case definition: Radiologically confirmed pneumonia, per-protocol analysis
children aged 6-51 weeks at enrolment
country: The Gambia
setting: rural eastern Gambia, LMIC
period: 2000-2004
n: 8,189 vaccine and 8,151 placebo (per-protocol)
Infant <1y1-4y
PCV9 (nine-valent conjugate)
platform: protein-polysaccharide conjugate
doses: 3
schedule: three doses at least 25 days apart from 6 weeks
vs placebo
37 (27–45)
VE (%)
RCTCutts et al. 2005 Lancet
quote
Pneumococcal vaccine efficacy was 37% (95% CI 27-45) against first episode of radiological pneumonia.
abstract, FINDINGS
Primary outcome: 333 of 8,189 vaccinated versus 513 of 8,151 placebo recipients. Higher pneumonia efficacy than in high-income trials because a larger share of pneumonia in this setting is pneumococcal.
First episode of radiologically confirmed alveolar consolidation in HIV-uninfected children
severity: radiological pneumonia
case definition: Radiologically confirmed alveolar consolidation, intention-to-treat
infants vaccinated at 6, 10 and 14 weeks
immune status: HIV-uninfected
country: South Africa
period: 1998-2001
Infant <1y1-4y
PCV9 (CRM197 conjugate)
platform: protein-polysaccharide conjugate
doses: 3
schedule: 6, 10 and 14 weeks
vs placebo
20 (2–35)
VE (%)
RCTKlugman et al. 2003 N Engl J Med
quote
Among children without HIV infection, the vaccine reduced the incidence of first episodes of radiologically confirmed alveolar consolidation by 20 percent (95 percent confidence interval, 2 to 35; 212 cases in the control group and 169 in the vaccinated group) in the intention-to-treat analysis and by 25 percent (95 percent confidence interval, 4 to 41; 158 and 119 cases, respectively) in the per-protocol analysis (i.e., among fully vaccinated children).
abstract, RESULTS
Per-protocol efficacy in fully vaccinated children was 25% (4-41) in the same sentence.
Vaccine-type pneumococcal community-acquired pneumonia, first episode
severity: pneumonia (bacteraemic and non-bacteraemic)
case definition: CAP due to PCV13 serotypes identified by culture or serotype-specific urinary antigen detection, per-protocol
adults 65 years of age or older
country: Netherlands
setting: community, CAPiTA trial
period: 2008-2013
n: 84,496 adults randomised
65+
PCV13
platform: protein-polysaccharide conjugate
doses: 1
vs placebo
45.6 (21.8–62.5)
VE (%)
follow-up: mean 3.97 years
RCTBonten et al. 2015 N Engl J Med
quote
RESULTS: In the per-protocol analysis of first episodes of infections due to vaccine-type strains, community-acquired pneumonia occurred in 49 persons in the PCV13 group and 90 persons in the placebo group (vaccine efficacy, 45.6%; 95.2% confidence interval [CI], 21.8 to 62.5), nonbacteremic and noninvasive community-acquired pneumonia occurred in 33 persons in the PCV13 group and 60 persons in the placebo group (vaccine efficacy, 45.0%; 95.2% CI, 14.2 to 65.3), and invasive pneumococcal disease occurred in 7 persons in the PCV13 group and 28 persons in the placebo group (vaccine efficacy, 75.0%; 95% CI, 41.4 to 90.8).
abstract, RESULTS
95.2% CI as reported. 49 versus 90 first episodes. Modified intention-to-treat VE was 37.7%. Efficacy persisted throughout the trial.
Vaccine-type non-bacteraemic, non-invasive pneumococcal community-acquired pneumonia
severity: non-bacteraemic pneumonia
case definition: Non-bacteraemic, non-invasive CAP due to PCV13 serotypes, per-protocol
adults 65 years of age or older
country: Netherlands
period: 2008-2013
65+
PCV13
platform: protein-polysaccharide conjugate
doses: 1
vs placebo
45.0 (14.2–65.3)
VE (%)
follow-up: mean 3.97 years
RCTBonten et al. 2015 N Engl J Med
quote
RESULTS: In the per-protocol analysis of first episodes of infections due to vaccine-type strains, community-acquired pneumonia occurred in 49 persons in the PCV13 group and 90 persons in the placebo group (vaccine efficacy, 45.6%; 95.2% confidence interval [CI], 21.8 to 62.5), nonbacteremic and noninvasive community-acquired pneumonia occurred in 33 persons in the PCV13 group and 60 persons in the placebo group (vaccine efficacy, 45.0%; 95.2% CI, 14.2 to 65.3), and invasive pneumococcal disease occurred in 7 persons in the PCV13 group and 28 persons in the placebo group (vaccine efficacy, 75.0%; 95% CI, 41.4 to 90.8).
abstract, RESULTS
95.2% CI. 33 versus 60 episodes. The first demonstration that a pneumococcal vaccine prevents non-bacteraemic pneumonia in older adults, the outcome PPSV23 had not convincingly shown.
Community-acquired pneumonia from any cause
severity: pneumonia
case definition: All-cause CAP, modified intention-to-treat
adults 65 years of age or older
country: Netherlands
period: 2008-2013
65+
PCV13
platform: protein-polysaccharide conjugate
doses: 1
vs placebo
5.1 (-5.1–14.2)
VE (%)
follow-up: mean 3.97 years
RCTBonten et al. 2015 N Engl J Med
quote
In the modified intention-to-treat analysis, similar efficacy was observed (vaccine efficacy, 37.7%, 41.1%, and 75.8%, respectively), and community-acquired pneumonia occurred in 747 persons in the PCV13 group and 787 persons in placebo group (vaccine efficacy, 5.1%; 95% CI, -5.1 to 14.2).
abstract, RESULTS
Null result: 747 versus 787 episodes. PCV13 did not reduce all-cause pneumonia in this population, where vaccine-type pneumococcal CAP was a small fraction of all CAP.
Hospitalisation for vaccine-type community-acquired pneumonia
severity: hospitalisation
case definition: Hospitalised CAP with PCV13 serotypes identified by culture or serotype-specific urinary antigen; remaining CAP patients as test-negative controls
adults aged 65 years or older
country: United States
setting: Louisville, Kentucky, population-based hospital surveillance
period: April 2015 to April 2016
n: 2,034 CAP hospitalisations, 68 cases
65+
PCV13
platform: protein-polysaccharide conjugate
doses: 1
vs test-negative CAP controls
72.8 (12.8–91.5)
VE (%)
test-negativeMcLaughlin et al. 2018 Clin Infect Dis
quote
Cases were less likely to have received PCV13 than controls (3/68 [4.4%] vs 285/1966 [14.5%]; unadjusted VE, 72.8% [95% confidence interval, 12.8%-91.5%]).
abstract, RESULTS
Unadjusted; adjusted VE ranged 71.1-73.3% with no confounding observed. Only 3 of 68 cases were PCV13-vaccinated, so the interval is wide. Pfizer-funded.
All-cause pneumonia
severity: pneumonia
case definition: First ICD-10-CM coded all-cause pneumonia diagnosis in Medicare claims
adults aged 65 years and older
country: United States
setting: Medicare database
period: July 2022 to June 2024
65+
PCV20
platform: protein-polysaccharide conjugate
doses: 1
vs no PCV20
15.2 (14.5–15.9)
VE (%) = (1-HR) x 100
cohortMiles et al. 2026 Lancet Infect Dis
quote
Adjusted vaccine effectiveness was 25·6% (95% CI 17·4-33·0), 23·3% (16·3-29·8), 15·2% (14·5-15·9), and 7·4% (6·9-7·8) against all invasive pneumococcal disease, all pneumococcal pneumonia, all-cause pneumonia, and LRTI, respectively.
abstract, FINDINGS
A 15% reduction in all-cause pneumonia from a claims cohort is larger than CAPiTA's null RCT result (pcv-eff-039) and may partly reflect healthy-vaccinee bias that weighting cannot remove.
All-cause pneumonia hospitalisation in children under 2, a decade after PCV7
severity: hospitalisation
case definition: Pneumonia as first-listed diagnosis (or after sepsis, meningitis or empyema), Nationwide Inpatient Sample, 2007-2009 versus 1997-1999
children younger than 2 years
country: United States
period: 2007-2009 versus 1997-1999
Infant <1y1-4y
PCV7
platform: protein-polysaccharide conjugate
doses: routine infant schedule
vs pre-PCV7 hospitalisation rates (1997-1999)
551.1 (445.1–657.1)
absolute reduction in annual hospitalisation rate per 100,000
ecologicalGriffin et al. 2013 N Engl J Med
quote
RESULTS: The annual rate of hospitalization for pneumonia among children younger than 2 years of age declined by 551.1 per 100,000 children (95% confidence interval [CI], 445.1 to 657.1), which translates to 47,000 fewer hospitalizations annually than expected on the basis of the rates before PCV7 was introduced.
abstract, RESULTS
Equivalent to 47,000 fewer hospitalisations a year. Before-after comparison, so secular trends in admission practice are not separated out.
All-cause pneumonia hospitalisation in adults 85 and older, a decade after infant PCV7
severity: hospitalisation
case definition: Pneumonia hospitalisations, Nationwide Inpatient Sample, 2007-2009 versus 1997-1999
adults 85 years of age or older
country: United States
period: 2007-2009 versus 1997-1999
65+
PCV7 in children (indirect effect)
platform: protein-polysaccharide conjugate
doses: routine infant schedule
vs pre-PCV7 hospitalisation rates
1300.8 (984.0–1617.6)
absolute reduction in annual hospitalisation rate per 100,000
ecologicalGriffin et al. 2013 N Engl J Med
quote
The rate for adults 85 years of age or older declined by 1300.8 per 100,000 (95% CI, 984.0 to 1617.6), which translates to 73,000 fewer hospitalizations annually.
abstract, RESULTS
73,000 fewer hospitalisations a year in the oldest adults, attributed to herd effects; the age-adjusted overall reduction was 54.8 per 100,000 (41.0-68.5).

Sequelae after pneumococcal meningitis (hearing loss, neurological disability) Streptococcus pneumoniae

Post-acute and long-term sequelae

What can follow the acute illness: chronic disease, disability, cancers, congenital syndromes, post-infectious conditions.

Outcome (O)Population (P)ComparatorEstimateDesign (S)Source
Any sequela among survivors of pneumococcal meningitis
severity: any sequela
case definition: Any reported sequela in survivors of meningitis due to Streptococcus pneumoniae, 63 studies from high-income countries
all ages (children and adults in the included studies)
vaccination status: not reported
country: multiple (high-income countries)
setting: hospital follow-up
period: studies 1991-2009
n: 3,408 pneumococcal meningitis survivors
All ages
vs none (prevalence among survivors, no control group)31.7 (27.2–36.3)
pooled prevalence among survivors (%)
per pneumococcal meningitis survivor
meta-analysisJit 2010 J Infect
quote
The pooled prevalence of any reported sequelae from 48 studies was 31.7% (95% confidence interval 27.2-36.3%) using a random effects model (Cochran-Q = 277, p < 0.01).
abstract, RESULTS
Random-effects pooled prevalence with marked heterogeneity (Cochran-Q 277). Denominator is survivors, so it sits on top of the case-fatality in pcv-bur-006.
Hearing loss among survivors of pneumococcal meningitis
severity: hearing loss
case definition: Hearing loss reported at follow-up in survivors of pneumococcal meningitis
all ages
vaccination status: not reported
country: multiple (high-income countries)
setting: hospital follow-up
period: studies 1991-2009
All ages
vs none (prevalence among survivors, no control group)20.9 (17.1–24.7)
pooled prevalence among survivors (%)
per pneumococcal meningitis survivor
meta-analysisJit 2010 J Infect
quote
The pooled prevalence of hearing loss, seizures, hydrocephalus, spasticity/paresis, cranial nerve palsies and visual impairment was 20.9% (17.1-24.7%), 6.5% (3.3-9.7%), 6.8% (3.3-10.2%), 8.7% (6.4-11.0%), 12.2% (5.3-19.1%) and 2.4% (0-5.7%) respectively.
abstract, RESULTS
The same sentence gives seizures 6.5%, hydrocephalus 6.8%, spasticity/paresis 8.7%, cranial nerve palsies 12.2% and visual impairment 2.4%.
At least one major sequela after pneumococcal meningitis
severity: major disabling sequela
case definition: Major sequelae (cognitive deficit, bilateral hearing loss, motor deficit, seizures, visual impairment, hydrocephalus) after hospital discharge, 132 papers 1980-2008
all ages
vaccination status: not reported
country: global
setting: hospital follow-up
period: 1980-2008
All ages
vs none (risk among survivors; Hib meningitis 9.5% and meningococcal 7.2% in the same sentence)24.7
median risk among survivors (%)
per pneumococcal meningitis survivor
systematic reviewEdmond et al. 2010 Lancet Infect Dis
quote
The median (IQR) risk of at least one major sequela was 24.7% (16.2-35.3%) in pneumococcal meningitis; 9.5% (7.1-15.3%) in Haemophilus influenzae type b (Hib), and 7.2% (4.3-11.2%) in meningococcal meningitis.
abstract
Median with interquartile range 16.2-35.3%, not a 95% CI, so no lo/hi recorded. Pneumococcal meningitis carried the highest sequelae risk of the three main pathogens.
At least one major sequela after bacterial meningitis, African region
severity: major disabling sequela
case definition: Major sequelae after bacterial meningitis of any cause, random-effects meta-analysis by WHO region
all ages
vaccination status: not reported
country: African region
setting: hospital follow-up
period: 1980-2008
All ages
vs European region, 9.4% (7.0-12.3%) in the same sentence25.1 (18.9–32.0)
pooled risk among survivors (%)
per bacterial meningitis survivor
meta-analysisEdmond et al. 2010 Lancet Infect Dis
quote
In the random-effects meta-analysis, all-cause risk of a major sequela was twice as high in the African (pooled risk estimate 25.1% [95% CI 18.9-32.0%]) and southeast Asian regions (21.6% [95% CI 13.1-31.5%]) as in the European region (9.4% [95% CI 7.0-12.3%]; overall I(2)=89.5%, p<0.0001).
abstract
All-cause bacterial meningitis, not pneumococcal-specific; shows the LMIC/high-income gap in disabling sequelae (twice as high in Africa as in Europe).
Seizure disorder after childhood pneumococcal meningitis
severity: seizures
case definition: Seizures recorded in the Swedish National Patient Register after a childhood diagnosis of bacterial meningitis due to Streptococcus pneumoniae
diagnosed under 18 years, median age at diagnosis 1.5 years; median follow-up 23.7 years
vaccination status: not reported
country: Sweden
setting: nationwide registry
period: 1987-2021
n: 3,623 meningitis cases and 32,607 controls (all pathogens)
Infant <1y1-4y5-11y12-17y
vs general population controls matched 1:9 on age, sex and place of residence7.89 (5.18–12.02)
adjusted HR vs matched general-population controls
follow-up: median 23.7 years
cohortMohanty et al. 2024 JAMA Netw Open
quote
The adjusted HRs for cognitive disabilities, seizures, hearing loss, and motor function disorders were significantly higher for Streptococcus pneumoniae infection (eg, 7.89 [95% CI, 5.18-12.02] for seizure) compared with Haemophilus influenzae infection (2.46 [95% CI, 1.63-3.70]) or Neisseria meningitidis infection (1.38 [95% CI, 0.65-2.93]).
abstract, RESULTS
Registry diagnosis without clinical validation; matching on age, sex and residence but residual confounding by prematurity or pre-existing neurological conditions that predispose to meningitis is possible. Pneumococcal HRs were significantly higher than Hib (2.46) or meningococcal (1.38) for the same outcome.
Hearing loss after childhood bacterial meningitis (all pathogens)
severity: hearing loss
case definition: Hearing loss diagnosis in the Swedish National Patient Register after childhood bacterial meningitis
diagnosed under 18 years, median 1.5 years at diagnosis
vaccination status: not reported
country: Sweden
setting: nationwide registry
period: 1987-2021
n: 3,623 cases and 32,607 controls
Infant <1y1-4y5-11y12-17y
vs general population controls matched 1:9 on age, sex and place of residence7.90 (6.68–9.33)
adjusted HR vs matched general-population controls
follow-up: median 23.7 years
cohortMohanty et al. 2024 JAMA Netw Open
quote
The estimated adjusted hazard ratios (HRs) showed a significant increased relative risk for cases compared with controls for all 7 disabilities, with the largest adjusted HRs for intracranial structural injuries (26.04 [95% CI, 15.50-43.74]), hearing loss (7.90 [95% CI, 6.68-9.33]), and motor function disorders (4.65 [95% CI, 3.72-5.80]).
abstract, RESULTS
All bacterial meningitis, not pneumococcal-specific; the abstract states hearing-loss HRs were significantly higher after pneumococcal infection but gives the pathogen-specific number only for seizures. 29.0% of all cases had at least one disability.
Hearing deficit 30-40 days after discharge from pneumococcal meningitis
severity: hearing deficit
case definition: Standardised neurodevelopmental assessment of children hospitalised with pneumococcal meningitis at Dhaka Shishu Hospital
children
vaccination status: unvaccinated
country: Bangladesh
setting: hospital follow-up, LMIC
period: 2006-2007
n: 51 case patients
Infant <1y1-4y5-11y
vs healthy community controls matched for age, sex, socioeconomic status and residence, of whom none had hearing deficits33
proportion of survivors with hearing deficit (%)
follow-up: 30-40 days after discharge
cohortSaha et al. 2009 Clin Infect Dis
quote
RESULTS: Neurodevelopmental assessments of the short-term follow-up cohort (n=51) revealed hearing, vision, mental, and psychomotor deficits in 33%, 8%, 41%, and 49% of the case patients, respectively.
abstract, RESULTS
Small cohort; the same sentence gives vision 8%, mental 41% and psychomotor 49%. Pre-PCV setting.
Hearing deficit 6-24 months after pneumococcal meningitis
severity: hearing deficit
case definition: Standardised neurodevelopmental assessment in a long-term follow-up cohort discharged before January 2005
children
vaccination status: unvaccinated
country: Bangladesh
setting: hospital follow-up, LMIC
period: discharged before 2005, followed 6-24 months
n: 51 case patients
Infant <1y1-4y5-11y
vs matched healthy community controls (2% with any deficit, none with hearing or vision deficits)18
proportion of survivors with hearing deficit (%)
follow-up: 6-24 months after discharge
cohortSaha et al. 2009 Clin Infect Dis
quote
These deficits were 18%, 4%, 41%, and 35% in the long-term follow-up cohort (n=51), respectively.
abstract, RESULTS
Different children from pcv-pa-007 (two separate cohorts), so the drop from 33% to 18% is not within-child recovery. Mental (41%) and psychomotor (35%) deficits persisted.

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Every figure here is quoted verbatim from the source named in its row, and is shown on the scale the source uses. Nothing is recomputed or combined. Open “quote” on any row to check it against the cached source.

Cite this page. Pneumococcal conjugate vaccines (PCV7/10/13/15/20) and PPSV23. Open Source Medicine Foundation. Estimates compiled 21 October 2026 from the sources named in each row. https://vaccinedatanavigator.org/disease-risk/pcv.html

BibTeX
@misc{vaccinedatanavigator-disease-risk-2026,
  title        = {Pneumococcal conjugate vaccines (PCV7/10/13/15/20) and PPSV23},
  author       = {{Open Source Medicine Foundation}},
  year         = {2026},
  note         = {Disease risk and vaccine efficacy estimates, compiled 21 October 2026; every value quoted verbatim from its source.},
  howpublished = {\url{https://vaccinedatanavigator.org/disease-risk/pcv.html}}
}

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